Jobs · Finance · New York

U.S. Equities Lawyer - VP

Barclays · New York, NY · 3 wk ago
Finance$200k/yrFull-time
We need to output HTML fragment with sections: About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. Only include sections that have real specific content. The posting includes description of role, responsibilities, requirements, qualifications, skills, pay (salary range), location (NY). No explicit benefits or schedule. So we should include About the role (purpose), Responsibilities (accountabilities), Requirements (experience needed), Qualifications (maybe same as requirements?), Skills (highly valued skills), Pay (salary range). Possibly also location as part of About? Could embed location in a paragraph. No schedule or benefits. We must not repeat job title as heading. Use

for each section heading. Use
  • for any list of duties/requirements/benefits. Use

    for prose. We must preserve all substantive information, not invent or summarize away detail. Remove boilerplate: cookie/navigation/legal/EEO etc. The posting includes a lot of text about Vice President Expectations, Barclays Values etc. That's likely boilerplate? It's part of the posting but maybe considered generic corporate language. The instruction: remove cookie/navigation/legal/EEO/equal-opportunity/scam-warning boilerplate, duplicated lines, and application instructions. The VP Expectations and Barclays Values might be considered boilerplate but they are part of the role description. However they are quite generic; but they might be considered part of the posting. The instruction says preserve ALL substantive information; do NOT invent or summarize away detail. So we should keep the VP Expectations and Barclays Values if they are substantive? They are generic but still part of posting. However they might be considered boilerplate (like corporate values). The instruction says remove cookie/navigation/legal/EEO/equal-opportunity/scam-warning boilerplate. Not explicitly values. But we could keep them as part of About the role or Responsibilities? Might be too much. Better to focus on core: purpose, accountabilities, requirements, skills, pay. We'll include location in About the role paragraph. We need to avoid headings with filler like "commensurate with experience". Not present. We'll produce:

    About the role

    Join Barclays as a U.S. Equities Lawyer - VP in New York, NY. You will provide legal and regulatory support to the Global Markets businesses, focusing on equity derivatives, corporate derivatives, and equity swaps across the Americas. You will advise on complex transactions involving Delta One products, flow and structured derivatives, structured notes, and other equity‑linked products while partnering with business leaders and key stakeholders.

    Responsibilities

    • Provide legal and regulatory support to Global Markets businesses on equity derivatives, corporate derivatives, and equity swaps.
    • Advise on complex transactions involving Delta One products, flow and structured derivatives, structured notes, and other equity‑linked products.
    • Identify and resolve legal and regulatory issues; guide transaction structuring; provide practical legal advice across multiple business lines.
    • Develop and implement best‑practice legal strategies to manage compliance with applicable laws, rules and regulations.
    • Provide legal advice and support to business units in the Markets division on matters arising from relevant products/services.
    • Offer subject‑matter support in the Legal department’s representation of the bank in legal proceedings related to Markets business units (litigation, arbitration, regulatory investigations).
    • Create and review legal documents for the Markets division to ensure compliance.
    • Maintain and update template legal documentation for the Markets division.
    • Conduct legal research and analysis to stay current on changes in applicable laws, rules and regulations impacting Markets activities.
    • Develop and deliver training programmes to educate employees on legal and regulatory requirements related to Markets activities.
    • Proactively identify, communicate, and provide legal advice on applicable laws, rules and regulations (LRRs).
    • Keep up to date with changes to LRRs in the relevant coverage area and ensure LRRs are effectively allocated to, and reflected within, relevant policies, standards and controls.

    Requirements

    • Experience advising on equity derivatives within an investment bank or leading law firm.
    • Technical knowledge of Delta One products, equity swaps, flow derivatives, structured derivatives, and structured notes.
    • Experience with OTC equity derivatives documentation, including ISDA Equity Definitions.
    • Experience advising on corporate equity derivatives transactions involving issuers and shareholders.

    Skills

    • Knowledge of applicable U.S. securities, derivatives, and broker‑dealer laws and regulations.
    • Expertise in complex structured transactions and equity derivatives matters.
    • Ability to provide practical legal guidance and support across multiple business lines and senior stakeholders.
    • Critical thinking, analytical, communication, and stakeholder‑management skills.

    Pay

    Minimum Salary: $200,000
    Maximum Salary: $290,000 (base salary only; does not include other compensation or benefits).

    We should not include Benefits or Schedule sections. Make sure no extra markdown. Just HTML fragment. Check for duplicate lines: none. Check for boilerplate: we omitted VP Expectations and Barclays Values. Might be considered substantive but maybe okay. The instruction says preserve ALL substantive information; do NOT invent or summarize away detail. If we omit those, we are summarizing away detail (the VP Expectations and Barclays Values). Are they substantive? They are generic but still part of posting. However they might be considered boilerplate (like corporate values). The instruction only mentions removing cookie/navigation/legal/EEO/equal-opportunity/scam-warning boilerplate. It does not mention removing corporate values or VP Expectations. So maybe we should keep them. But they are quite long and generic; but they are part of the posting. The instruction says preserve ALL substantive information; do NOT invent or summarize away detail. So we should include them. However they might be considered boilerplate but not listed. Safer to include them as part of About the role or Responsibilities? Could add a section "Expectations" but we only allowed headings from list. Could incorporate into About the role paragraph or Responsibilities as prose. We could add a paragraph under About the role that includes the VP Expectations and Barclays Values. But that would be a lot of text; still okay. Let's incorporate the VP Expectations and Barclays Values into About the role as a paragraph after the initial description. We need to keep it concise but preserve all detail. We'll include the VP Expectations bullet points? The VP Expectations section is a long paragraph describing expectations for individual contributor role. We'll include that as prose. Also Barclays Values and Mindset. Thus About the role will have multiple paragraphs. Let's craft:

    About the role

    Join Barclays as a U.S. Equities Lawyer - VP in New York, NY. You will provide legal and regulatory support to the Global Markets businesses, with a primary focus on equity derivatives, corporate derivatives, and equity swaps across the Americas. You will advise on complex transactions involving Delta One products, flow and structured derivatives, structured notes, and other equity‑linked products while partnering closely with business leaders and key stakeholders.

    As a technical subject matter expert, you will identify and resolve legal and regulatory issues, guide transaction structuring, and provide practical legal advice across multiple business lines. This individual contributor role offers significant visibility and the opportunity to support sophisticated U.S. equities and derivatives activity within Barclays’ Global Legal team.

    Purpose of the role: To ensure that the activities of the business units in the Markets division are conducted in compliance with applicable laws, rules and regulations, and to help the bank manage legal risk associated with these activities.

    Accountabilities:

    • Development and implementation of best practice legal strategies to manage compliance with applicable laws, rules and regulations.
    • Legal advice and support to the business units in the Markets division on matters arising from the relevant products/services provided by the Markets division.
    • Subject matter support in the Legal department’s representation of the bank in legal proceedings related to the Markets business units such as litigation, arbitration, and regulatory investigations.
    • Creation and review of legal documents for the business units in the Markets division to ensure the bank’s compliance with applicable laws, rules and regulations.
    • Maintaining and updating template legal documentation for the Markets division.
    • Legal research and analysis to stay up to date on changes in applicable laws, rules and regulations that may impact the activities of the bank's Markets business units.
    • Developing and delivering training programmes to educate employees on legal and regulatory requirements related to the activities of the Markets business units.
    • Pro‑active identification, communication, and provision of legal advice on applicable laws, rules and regulations (LRRs). Keeping up to date with regards to changes to LRRs in the relevant coverage area. Ensuring that LRRs are effectively allocated to, and adequately reflected within, the relevant policies, standards and controls.

    Vice President Expectations: To contribute or set strategy, drive requirements and make recommendations for change. Plan resources, budgets, and policies; manage and maintain policies/processes; deliver continuous improvements and escalate breaches of policies/procedures. If managing a team, they define jobs and responsibilities, planning for the department’s future needs and operations, counselling employees on performance and contributing to employee pay decisions/changes. They may also lead a number of specialists to influence the operations of a department, in alignment with strategic as well as tactical priorities, while balancing short and long term goals and ensuring that budgets and schedules meet corporate requirements. If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others. OR for an individual contributor, they will be a subject matter expert within own discipline and will guide technical direction. They will lead collaborative, multi‑year assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will train, guide and coach less experienced specialists and provide information affecting long term profits, organisational risks and strategic decisions. Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment. Manage and mitigate risks through assessment, in support of the control and governance agenda. Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does. Demonstrate comprehensive understanding of the organisation functions to contribute to achieving the goals of the business. Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies. Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In‑depth analysis with interpretative thinking will be required to define problems and develop innovative solutions. Adopt and include the outcomes of extensive research in problem solving processes. Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders in order to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.

    All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

    But this duplicates some of the responsibilities we already listed. We need to avoid duplication. The instruction says remove duplicated lines. So we should not repeat the same content in multiple places. We have already listed responsibilities in a
      . The About the role section should not repeat those bullet points. We can keep

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