Treasurer

Responsibilities

Oversee firmwide treasury operations including liquidity management, cash positioning and capital planning
Manage daily settlements and central clearing counterparty margin requirements for clearing broker dealer, including NSCC, OCC, FICC and DTCD
Direct short-term and long-term financing and investing activities within firm risk parameters
Ensure compliance with 15c3-3 funding regulations, including reserve requirements and customer protection standards
Lead treasury operations for multiple entities and broker dealers, ensuring proper controls and regulatory adherence
Manage corporate cash balances and money movements, including funding for Accounts Payable, Payroll and other disbursement accounts
Maintain and negotiate banking and counterparty relationships, including services, credit facilities and pricing
Develop and maintain treasury policies and procedures, driving efficiency and strong internal controls
Provide strategic insights to senior leadership regarding liquidity, capital usage and financial risk

Requirements

Up to 20% travel to maintain banking relationships and oversee multi-entity operations
Bachelor’s Degree from an accredited university, preferably in Finance, Accounting, Business or related field; MBA or CTP preferred
FINRA Series 7, 99, or principal license required
10-15+ years of progressive treasury experience in financial services
Strong understanding of 15c3-3 and broker dealer regulatory requirements
Expertise in corporate cash management, liquidity and money movement operations
Experience overseeing treasury functions for multi-entity organizations
Strong negotiation and relationship-building skills with banks and financial partners
Excellent communication and presentation skills with the ability to communicate effectively across various departments and levels of the organization
Highly organized and able to multi-task and manage multiple projects and competing priorities without sacrificing accuracy or efficiency
Exceptional analytical capability paired with strong strategic decision-making skills

Qualifications

Bachelor’s Degree from an accredited university, preferably in Finance, Accounting, Business or related field; MBA or CTP preferred
FINRA Series 7, 99, or principal license required
10-15+ years of progressive treasury experience in financial services
Strong understanding of 15c3-3 and broker dealer regulatory requirements
Expertise in corporate cash management, liquidity and money movement operations
Experience overseeing treasury functions for multi-entity organizations
Strong negotiation and relationship-building skills with banks and financial partners
Excellent communication and presentation skills with the ability to communicate effectively across various departments and levels of the organization
Highly organized and able to multi-task and manage multiple projects and competing priorities without sacrificing accuracy or efficiency
Exceptional analytical capability paired with strong strategic decision-making skills

Skills

Strong understanding of 15c3-3 and broker dealer regulatory requirements
Expertise in corporate cash management, liquidity and money movement operations
Experience overseeing treasury functions for multi-entity organizations
Strong negotiation and relationship-building skills with banks and financial partners
Excellent communication and presentation skills with the ability to communicate effectively across various departments and levels of the organization
Highly organized and able to multi-task and manage multiple projects and competing priorities without sacrificing accuracy or efficiency
Exceptional analytical capability paired with strong strategic decision-making skills

Benefits

Comprehensive medical, dental, and vision coverage with multiple health plan options for you and your family
Health Savings Account with company-sponsored contributions
Flexible Spending Accounts (FSA) traditional and dependent care
Pre-Tax Commuter Benefits
401(k) plan with discretionary, competitive company matching and profit-sharing contributions
Tuition reimbursement up to $5,250/year
3 weeks of Paid Time Off
2 weeks of Paid Sick Time (may vary by location)
10 Paid Holidays
Charitable Donation Matching Contributions
Paid Leave (Parental Bonding, Military, Jury Duty, Volunteer Time Off, Disability, etc.)
FINRA License Sponsorship
Travel & Employee Assistance and Employee Discount Programs

Pay

The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current range is $225,000 to $300,000.

Schedule

Not specified