Trading Associate

About the role

Wealth Enhancement is an independent wealth management firm with over 175 offices nationwide, serving over 90,000 households. The Cleveland (East), OH office seeks a Trading Associate to provide day‑to‑day support for advisor teams by assisting with accurate trade execution, operational tasks, and ongoing process improvement. This is an on‑site position.

Responsibilities

• Assist with accurate processing of routine investment trades while building technical knowledge and confidence
• Execute routine trades using Orion Eclipse and custodial trading platforms under defined processes
• Review trade details for completeness, accuracy, and alignment with instructions
• Monitor assigned accounts for trade status, pending activity, and basic exceptions
• Escalate questions, errors, or complex situations to senior trading team members
• Respond to incoming advisor requests related to trade status, account activity, and platform navigation
• Assist advisor teams with basic use of managed account offerings and firm investment solutions
• Troubleshoot standard platform or process questions using documented procedures
• Partner with peers and senior team members to resolve requests efficiently
• Learn and follow established trading procedures, controls, and documentation standards
• Build proficiency in Orion Eclipse and custodial platforms through hands‑on execution and training
• Maintain accurate records and follow compliance and risk management requirements
• Incorporate feedback and coaching to improve accuracy, efficiency, and consistency
• Participate in formal and on‑the‑job training related to trade execution and systems
• Assist with maintaining job aids, reference materials, and process documentation
• Support advisor training sessions by reinforcing standard workflows and tools
• Identify questions or gaps and proactively seek clarification or guidance
• Work closely with senior Trading Associates and peers to support team goals
• Demonstrate reliability, attention to detail, and accountability in daily work
• Communicate clearly and professionally with advisor teams and internal partners
• Exhibit a strong willingness to learn, adapt, and grow within the trading function

Requirements

• Bachelor's degree (or equivalent experience) in business, finance, economics, or a related field
• 1‑3 years' experience in trading, financial advisory, asset management, or financial planning
• Series 7, 66 licenses preferred
• Extensive knowledge of Orion Eclipse and broker‑dealer and custodian trading platforms strongly preferred
• Proficiency in Microsoft Office Suite and Salesforce
• Strong teamwork and collaborative nature
• Operational background and process‑oriented mindset
• Strong relationship building, communication, and leadership skills
• Mathematical and analytical disposition a plus
• Ability to train individuals and groups preferred
• Ability to multi‑task effectively