Trading and Operations - Analyst

Responsibilities

• Work with trading partners to resolve trade breaks and DKs.
• Send offering documents to RBC to have securities set up internally.
• Assist with opening new accounts at RBC and in Bloomberg.
• Assist with month-end calendar closeouts.
• Confirm orders with RIAs, broker dealers, and issuers to ensure order accuracy.
• Run trades in Bloomberg using TOMs.
• Monitor TRACE reports and work with trading partners to correct any trades that are unmatched.

Qualifications

• Bachelor’s degree in finance or economics
• Series 7 and 63 licenses or must obtain licenses within 4 months of hire date
• Operational or trading experience is preferred
• Strong organizational skills and solid attention to detail
• Strong verbal, written, and interpersonal communication skills
• Proficient with Microsoft Suite (i.e. PowerPoint and Excel)
• Able to escalate and communicate effectively
• Able to work independently and take initiative

Benefits

• The base salary range for this role is $65,000 to $75,000.
• iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus.
• Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
• We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.