Trade Surveillance Analyst

Position Level

Consultant

Country

United States of America

Responsibilities

• Clear trade alerts that have been backed up due to a change in trade surveillance systems.
• Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies.
• Perform research and investigations to identify the reason for potential violations.
• Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements.
• Liaise with Information Technology and Senior Management in the development, review, and clearing of surveillance models.

Qualifications

• A focus in Trade Surveillance.
• A Hybrid work schedule located in Midtown NYC.