Trade & Settlement Technology Support, Assistant Vice President

About the role

We are seeking an AVP Settlement System Support Specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine.

Responsibilities

• Provide front-line support for Broadridge BPSA, including trade processing, settlement workflows, books & records, and end-of-day processes.
• Monitor system performance and proactively address issues impacting operational efficiency or regulatory reporting.
• Perform daily batch job monitoring, file transmission oversight, and reconciliation of key data feeds (DTC, NSCC, clearing files, etc.).
• Partner with Operations to troubleshoot exceptions and resolve breaks in trade, settlement, and customer account activity.
• Work with Technology teams to support system upgrades, patches, release testing, and environment management.
• Aid in onboarding new products, workflows, and regulatory requirements as they relate to BPSA functionality.
• Coordinate with Broadridge support when vendor escalation is required, track and document issue resolutions.
• Maintain system documentation, runbooks, data flow diagrams, and operational procedures.
• Support user access management, entitlements, and compliance controls.
• Participate in disaster recovery testing, operational readiness checks, and incident management processes.

Requirements

• Education: Bachelor’s degree in finance, Information Systems, Computer Science, Engineering, or a related field.
• Work Experience: 5+ years of progressive experience in broker-dealer, clearing, or financial services operations/technology roles, with hands-on experience in Broadridge BPSA and related systems.
• Strong background in US securities trade lifecycle, industry utilities (DTC, NSCC, OCC), and technical tools (SQL, Unix/Linux, batch scheduling, file transfer).
• Proven communication and problem-solving skills in supporting both technical and non-technical users.

Qualifications

• Deep expertise in trade flows, securities processing, cash management, and settlement.
• Proficiency in settlement platforms: Broadridge BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, EquiLend.
• Advanced Excel proficiency.
• Familiarity with automation tools and scripting.
• Technical troubleshooting and root cause analysis.
• Vendor management, system upgrades, and disaster recovery testing.
• Regulatory compliance and industry standards knowledge.
• Ability to provide technical training to non-technical staff.

Skills

• Strong analytical, troubleshooting, and communication skills.

Benefits

For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary

Pay

The typical base pay range for this role is between $130K - $159K depending on job-related knowledge, skills, experience and location.

Schedule

This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation.