Todd Talks: IAR CE Explained – Why STC is the Best
IAR CE Overview
Investment Adviser Representative Continuing Education (IAR CE) is a mandatory program for registered IARs in states that have adopted the Model Rule. It ensures that IARs stay current on best practices, standards, and regulations related to investment advice.
Requirements
- 6 credits in the area of Products and Practices
- 6 credits in the area of Ethics and Professional Responsibility
Courses must be delivered by a CE provider approved by NASAA and Prometric, such as Securities Training Corporation.
Dual Registered IARs
An IAR registered with a FINRA member firm and compliant with FINRA’s Regulatory Element CE requirements meets the six-credit Products and Practices content requirement. These IARs only need to complete six credits of Ethics and Professional Responsibility content.
The Importance of Choosing the Right Provider
Selecting the right provider for your continuing education is crucial. This will allow you to complete your CE requirements easily, leaving you time to focus on your clients.
Why STC?
- Steadfast commitment to quality, innovation, and user satisfaction
- Expert-designed coursework that meets and exceeds industry standards
- Recognized by industry leaders and professionals
Available IAR CE Courses
- 44 courses in the Products and Practices and Ethics and Professional Responsibility categories
- Both 6-hour and 12-hour bundles available
- Mandatory CE assessment included
- Certificate of Completion provided
- 24/7 tech support offered
- Automatic completion reporting to FINRA
STC expects to add courses throughout the year and will update its offering list here.