Supervisory Control Specialist

About This Role

Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn more about the career areas and lines of business at wellsfargojobs.com. In This Role, You Will:

• Participate and consult regarding policies and procedures, controls, tools and training
• Review and analyze controls to manage high risk investment strategies and complex products
• Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
• Present recommendations for resolving complex analysis in search of current and best practices
• Gather and analyze data, identify trends and present analysis through meaningful statistics
• Develop expertise in firm, compliance and regulatory policies and procedures
• Collaborate and consult with Financial Advisors, Divisional and more experienced Management, Market Leaders, Growth Leaders, Branch Managers, Supervision Managers, and varying Business Units

Required Qualifications

• 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Desired Qualifications

• Experience partnering with business, compliance and supervision partners to address concerns, resolve complex issues and provide solutions
• Ability to exercise independent judgment to identify and resolve problems
• Ability to interact with all levels of employees and management across the organization and Independent Offices
• Excellent verbal, written, and interpersonal communication skills
• Negotiating, conflict-management, and decision making skills
• Ability to take initiative, work independently, identify opportunities, and implement change
• Ability to manage multiple and competing priorities
• 2+ years of financial services industry experience
• Experience in compliance or broker-dealer governance

Job Expectations

• US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.
• Successfully completing and passing a background check prior to hire.
• Meeting enhanced financial fitness and criminal background standards.
• Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.
• Working in the assigned office location for at least one year from the hire date.
• Eligibility for Visa sponsorship is not available for this position.
• This position is subject to FINRA background screening requirements.
• The role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date.
• Employees must meet and comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents.
• Locations: 208 Golden Oak Ct, Reflections - Virginia Beach, Virginia 23452
  1021 E Cary St Fl 21 - Richmond, Virginia 23219
  *Preferred location(s) listed above. Other locations within the Wells Fargo CRG Virginia Market footprint may be considered.

Benefits

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement

Posting End Date

14 Jul 2026

Reference Number

R-541989-2