Sr. Compliance Analyst

We are looking for a Sr. Compliance Analyst to support marketing and customer communication review activities for financial products in San Francisco, California. This is a long-term contract position.

Responsibilities

• Evaluate marketing assets and customer-facing materials to confirm that disclosures, pricing details, fees, and promotional statements align with applicable regulatory standards.
• Work closely with partners across Marketing, Legal, Product, and Risk to address compliance considerations during campaign planning, content development, and launch preparation.
• Review outbound communications before release to ensure consent language, opt-out options, and advertising requirements are properly incorporated.
• Conduct targeted testing, quality checks, and recurring reviews of campaigns to uncover compliance concerns and recommend corrective measures.
• Examine potential compliance incidents, document conclusions, and coordinate with business teams to drive prompt and effective remediation.
• Maintain organized records of approvals, supporting documentation, and audit history for internal review and regulatory examination readiness.
• Track regulatory updates and industry guidance, then help refine policies, procedures, and training content to keep practices current.
• Contribute to compliance frameworks by supporting risk assessments, procedure development, and educational efforts that strengthen control awareness across marketing functions.
• Prepare summaries, metrics, and risk-related reporting for leadership to support decision-making and ongoing process enhancement.

Requirements

• Experience in compliance oversight within financial services, with a focus on marketing review, advertising standards, or customer communications.
• Working knowledge of applicable compliance regulations, including areas related to disclosures, consumer communications, AML, and BSA considerations.
• Proficiency with Excel formulas for analysis, tracking, and reporting activities.
• Ability to assess regulatory risk, document findings clearly, and recommend practical next steps.
• Background partnering with cross-functional stakeholders in Legal, Product, Risk, or Marketing environments.
• Familiarity with loan underwriting concepts and how they intersect with financial product compliance.
• Strong organizational skills with the ability to maintain detailed records, manage multiple reviews, and meet deadlines in a fast-paced setting.

Benefits

• Medical, vision, dental, and life and disability insurance.
• Eligibility to enroll in our company 401(k) plan.