Jobs · Legal · California

Specialty Finance Transaction Counsel

Neuberger · Redwood City, CA · 2 wk ago
On-siteLegal$225k–$275k/yrFull-time

Responsibilities

  • Advises the Specialty Finance investment team across the transaction lifecycle: structuring, diligence, negotiation, documentation, execution, and post-close matters.
  • Drafts, reviews, and negotiates transaction documents, which may include (depending on strategy): Purchase and sale agreements, loan purchase agreements, participation agreements, Credit agreements, intercreditor arrangements, amendments/waivers/consents, Servicing agreements, sub-servicing agreements, backup servicing arrangements, Custodial, collateral administration, and account control agreements, Confidentiality agreements, term sheets, commitment letters, engagement letters.
  • Supports asset-backed and specialty finance facilities (e.g., warehouses, repurchase facilities, secured financing arrangements, subscription/other fund-level facilities as applicable), including negotiating facility terms and coordinating closings.
  • Partners with internal teams (Compliance, Risk, Tax, Finance, Operations, Valuation, and Investor Relations as needed) to ensure transactions are executed in line with internal policies, regulatory requirements, and commercial objectives.
  • Manages outside counsel efficiently: scopes work, controls cost, drives timelines, and ensures high-quality deliverables.
  • Creates and maintains scalable legal processes for repeatable transaction types (templates, playbooks, negotiation guides, closing checklists, and issue trackers).
  • Identifies, evaluates, and communicates legal and structural risks; proposes practical solutions that preserve investment intent and execution speed.
  • Supports ongoing legal needs for portfolio assets and platforms, including amendments, consents, enforcement-related documentation support (as needed), and interpretation of contractual rights and obligations.
  • Affords review of investor-facing or counterparty-facing materials as appropriate (e.g., transaction summaries, side letters/consent considerations, risk disclosures related to transactions).
  • Contributes to broader Legal team initiatives, including governance, policy implementation, and continuous improvement of deal execution and documentation standards.

Qualifications

  • J.D. from an accredited law school and active bar membership in good standing.
  • Approximately 5 years of transactional legal experience, ideally with a leading law firm and/or in-house at an asset manager, private credit firm, bank, or specialty finance platform.
  • Strong experience drafting and negotiating complex commercial and financing agreements with limited supervision.
  • Ability to manage multiple concurrent transactions in a fast-paced environment, prioritize effectively, and consistently meet deadlines.
  • Excellent judgment, communication skills, and the ability to translate legal risk into clear, actionable business guidance.
  • High integrity, strong ownership mindset, and comfort working directly with senior investment professionals and stakeholders.

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