SOX IT Audit Manager - Contractor

Role Expectations

• SOX Controls Testing & Validation
• Document and test program SDLC controls for SOX compliance purposes
• Validate IT General Controls (ITGC), key reports, and application controls (e.g. SAP or other systems)
• Validate and perform in-depth review of system and application access permissions and segregation of duties (SOD)
• Perform testing (design and operating effectiveness) for SOX controls processes relevant for financial reporting (Order to Cash, Revenue, Pricing, GL, etc.)
• Supporting automation initiatives for control testing where feasible
• Documentation & Evidence Management
• Prepare and maintain detailed documentation including process narratives, flowcharts, risk/control matrices, and test results
• Ensure completeness and accuracy of evidence for internal and external audit reviews
• ERP Implementation Support
• Collaborate with Internal Audit team members, the business and IT teams to assess controls impacted by implementation of new systems and processes
• Participate in walkthroughs, gap analysis, and remediation activities for new or modified processes/systems

Qualifications

• Strong background and demonstrated experience in SOX compliance, internal controls testing, and documentation
• Familiarity with ITGC, key report testing, and application controls
• Understanding of financial processes, key business processes (e.g. OTC, RTR) and related systems
• Project Pre/Post Implementation experience
• Proficiency in audit tools and data analytics platforms (e.g., AuditBoard, Power BI)
• High levels of attention to detail and accuracy
• Strong ownership, accountability and ability to work independently without supervision
• Excellent communication and documentation skills