Senior Wealth Advisor SAFE Act

About the role

A strategic professional who stays abreast of developments within the field and contributes to directional strategy. Recognized technical authority requiring basic commercial awareness. Developed communication and diplomacy skills are essential to guide, influence, and advise colleagues and occasional external customers. Significant impact on the area through complex deliverables, affecting overall performance and effectiveness.

Responsibilities

• Provide a wide variety of financial and investment services to an Ultra High Net Worth client base in the United States.
• Manage accounts of high net worth investors and jointly develop financial strategies with Private Bankers.
• Conduct sophisticated economic and financial market analyses.
• Analyze economic trends and activities, advising on effects to investors' portfolios.
• Recommend changes to investors' holdings after evaluating economic, financial, and market factors.
• Adhere to a prospecting code of conduct that permits acquiring new private client accounts only by referral or personal contact; prohibits seminars, mail campaigns, cold calling, and other solicitation methods.
• Develop relationships and generate ideas with Bankers and clients to grow the asset base.
• Assess risk in business decisions, ensuring compliance with laws, rules, and regulations, and applying sound ethical judgment to safeguard Citigroup, its clients, and assets.

Requirements

• 6-10 years of experience.
• US: Registered FINRA Series 7; Series 66 (or Series 63 and 65) required for CGMI.
• Group 1 insurance.
• Proficient in software applications (e.g., Microsoft Word, Excel).
• Knowledge of Bloomberg is an asset.
• Excellent written and communication skills.
• Strong financial background.

Qualifications

Bachelor’s/University degree; Master’s degree preferred.

Pay

Full-time salary range: $120,000.00 - $120,000.00. In addition to salary, eligible employees may receive discretionary and formulaic incentive and retention awards.

Benefits

• Medical, dental, and vision coverage.
• 401(k) plan.
• Life, accident, and disability insurance.
• Wellness programs.
• Paid time off packages, including vacation, sick leave, and holidays.

Primary location: Chino Hills, California, United States.