Senior Trading Associate

Responsibilities

• Place Mutual Fund, ETF and equity trades through Charles Schwab, Fidelity, or SEI.
• Research and respond to routine-to-complex inquires within defined service level commitments.
• Trade Correction processing, reporting and analysis.
• Handle incoming inquiries from advisor teams related to the troubleshooting and review of complex account and data discrepancies.
• Partner with internal teams to document, review and update firm policies & procedures.
• Support day to day operations of our Unified Managed Account (UMA) platform through Envestnet.
• Aid advisors and their team with system navigation, configuration, and account setup.
• Participate in team meetings and collaborate with operations leadership team on projects and/or initiatives designed to streamline firm policies and procedures.

Qualifications

• Undergraduate degree required (Bachelor’s degree in Finance, Business or Economics preferred).
• Experience with Tamarac or Envestnet preferred.
• Experience with Charles Schwab, Fidelity and/or institutional platforms and paperwork preferred.
• 1 - 2+ years of relevant experience; preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer.
• Excellent interpersonal and verbal/written skills.
• Strong commitment to detail with excellent organization and prioritization skills.
• Self-starter with a proven ability to work in a fast-paced, evolving work environment.
• Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.).

About Beacon Pointe Advisors

Beacon Pointe Advisors is one of the nation’s largest Registered Investment Advisor firms with headquarters in Southern California and affiliate offices nationwide. Beacon Pointe provides advisory services to a range of clients, including institutions (i.e., endowments, foundations), high-net-worth individuals, and families. Beacon Pointe has been recognized by various industry publications including Forbes, Financial Advisor Magazine, Barron’s, and more. For more information, please visit Awards Disclosures.