Senior Staff Auditor, Bank and Support Functions Audit (Hybrid)

About the Role

The Internal Audit function within Capital One is a dedicated group of audit professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. The Audit department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. Audit professionals are experienced, well-trained, and credentialed, operating within a highly collaborative team environment to deliver value-added opinions and recommendations.

The Bank and Support Functions Audit group is seeking an energetic, self-motivated Senior Auditor to join the team. The Senior Auditor will perform professional internal auditing work, including conducting operational, financial, and compliance audit projects and providing input to the annual audit plan while maintaining all organizational and professional ethical standards.

Ideal candidates:

• Believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
• Adapt to change, embrace bold ideas, and are intellectually curious.
• Like to ask questions, test assumptions, and challenge conventional thinking.
• Develop influential relationships based on shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
• Understand that a rich knowledge of data, innovation, and technical expertise enhances auditing, leveraging data analytics and technical know-how.
• Are passionate about coaching and investing in the betterment of their team.
• Create an environment that attracts, hires, and retains top talent.

Responsibilities

• Perform risk assessments of business activities, potential exposures, and the materiality of loss.
• Design and perform appropriate audit procedures to verify effectiveness.
• Design and execute internal control testing for operations of moderate complexity.
• Perform and often plan audit tasks of moderate difficulty, demonstrating audit expertise consistent with experience level.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Leverage and audit generative AI tools to enhance audit efficiency, assess the accuracy of AI-driven insights, and validate outcomes against risk frameworks.
• Establish and maintain good client relations during engagements.
• Communicate the results of audit projects to management via written reports and oral presentations.

Requirements

Basic Qualifications:

• Bachelor’s Degree or military experience.
• At least 2 years of experience in auditing, accounting, financial analysis, compliance, or a combination.

Preferred Qualifications:

• Master’s Degree in Accounting, Finance, Economics, or an MBA.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), Certified Information Systems Auditor (CISA), or Certified Bank Auditor (CBA).
• 2+ years of experience in banking, financial services, or a professional services firm serving large banks.
• 2+ years of experience auditing Bank and Support Functions areas (e.g., human resources, legal operations, corporate governance, commercial bank, or retail bank).
• 2+ years of experience performing data analysis in support of internal auditing.
• Experience using and auditing AI-driven tools and processes, evaluating model outputs, or using AI tools in audit work and risk assessments.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Schedule

This role is hybrid, with associates typically spending 3 days per week in-person at one of the following offices: McLean, VA; New York, NY; Plano, TX; or Richmond, VA.

Pay

The minimum and maximum full-time annual salaries for this role are listed below by location. Salaries for part-time roles will be prorated based on agreed-upon hours:

• McLean, VA: $96,500 - $110,100
• New York, NY: $105,300 - $120,100
• Plano, TX: $87,700 - $100,000
• Richmond, VA: $87,700 - $100,000

Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is also eligible for performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI).

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. Learn more at the Capital One Careers website.