Senior Specialist, Supervision and Conduct Controls

About the role

We’re seeking a future team member for the role of Sr Specialist, Supervision and Conduct Controls to join our GSS Enablement Control team. This role is located in Lake Mary, FL.

Responsibilities

• Provide support with limited supervision to assigned business units in fulfilling compliance obligations and conducting risk assessments to ensure adherence to policy requirements.
• Collaborate with business units to enhance controls and perform assessments/attestations.
• Develop and sustain effective collaborations with Risk, Compliance, and business unit managers to ensure a robust control environment.
• Assess team processes and use AI to improve efficiency and automate manual tasks.

Requirements

• Bachelor’s degree or equivalent combination of education and experience; Business or Finance degree preferred
• 3-5 years of total work experience preferred
• Background in Financial Services, Audit, Risk Management, Controls, Compliance, consulting, or a related discipline preferred
• Strong analytical and problem-solving skills
• Excellent communication and stakeholder management abilities
• Ability to work collaboratively in cross-functional teams
• Knowledge of and experience in the financial services industry

Qualifications

To be successful in this role, we’re seeking the following:

Skills

• Strong analytical and problem-solving skills
• Excellent communication and stakeholder management abilities
• Ability to work collaboratively in cross-functional teams
• Knowledge of and experience in the financial services industry

Benefits

About Us At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what is all about.

Schedule

At BNY, our culture speaks for itself, check out the latest BNY news at BNY Newsroom & BNY LinkedIn

Pay

Subject to the terms and conditions of the applicable plans then in effect, eligible employees may enroll in a 401(k) plan as well as participate in Company-sponsored medical, dental, vision, and basic life insurance plans for the employee and the employee’s eligible dependents. Eligible employees also may receive other benefits (including various paid time off benefits, such as vacation and sick time), dependent on the position offered.

Equal Opportunity Employer

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans. BNY assesses market data to ensure a competitive compensation package for our employees. The expected base salary for this position when employment commences can be found in the Job Info section at the bottom of the posting. Base salary offered may vary depending on multiple individualized factors, including market location, job-related knowledge, skills, and experience. Base salary is only part of the total rewards package, which may include eligibility for an annual discretionary incentive award.