Senior Specialist, Regulatory Oversight Management
About the Company
At BNY, our culture drives both company performance and employee growth. As a leading global financial services company, we influence nearly 20% of the world’s investible assets. Our teams leverage cutting-edge AI and breakthrough technologies to collaborate with clients, delivering transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance.
About the Role
This role is located in Pittsburgh, PA, with a requirement to work in the office 4 days per week. As a Senior Specialist in Regulatory Oversight Management, you will support the first line of defense in managing regulatory oversight related to laws, rules, regulations, and policies.
Responsibilities
- Extract, analyze, and prepare data for abandoned property compliance.
- Research and respond to complex or sensitive inquiries from jurisdictions, business partners, and other critical stakeholders.
- Perform job duties in a high-paced, multi-priority environment while managing competing deadlines.
- Assist in root cause analyses to identify control gaps and contribute to developing programs to address them.
- Lead projects supporting new or evolving processes/products that may impact regulatory reports.
- Communicate with internal and external parties, recommending procedural or control changes for regulatory oversight management.
- Verify practices against policies with moderate supervision and document findings for management reports.
- Gather data and prepare materials for senior team members to counsel business personnel on first line of defense compliance.
Requirements
- Bachelor’s degree or equivalent combination of education and experience.
- 0-3 years of total work experience preferred.
- Knowledge of Financial Services Industry regulations, compliance, operations, or auditing.
- Strong oral and written communication skills, with the ability to implement compliance policies and procedures.
Benefits
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and a pay-for-performance philosophy. Benefits include:
- Access to flexible global resources and tools for personal and professional growth.
- Comprehensive health benefits (medical, dental, vision, and basic life insurance) for employees and eligible dependents.
- 401(k) plan eligibility with potential for an annual discretionary incentive award.
- Generous paid leaves, including paid volunteer time, to support work-life balance.
Pay
BNY assesses market data to ensure a competitive compensation package. The expected base salary for this position varies depending on factors such as market location, job-related knowledge, skills, and experience. Base salary is part of a total rewards package, which may include eligibility for an annual discretionary incentive award.