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Senior Settlements Associate (Hybrid)

Broadridge · Edgewood, NY · 1 mo ago
Finance$35–$40/hrFull-time

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

About the role

You will have the opportunity to provide outsourced operational/transactional business process support for clients. You will ensure quality service and operational performance within the parameters of both the client needs and contract.

Responsibilities

  • RAD Management
  • DK’s
  • Free receives
  • Resolve DVP/RVP differences
  • SPO processing
  • Pair offs as required – directed by M/O and counterparty interaction
  • EOD Balancing and Funding
  • Buy-in processing
  • Fail Control & Reporting
  • FINRA Extension filing
  • RegSho 204 Reporting
  • Obligation Warehouse activities including Recaps
  • Stock & Cash breaks reconciliation
  • New Issue processing – Strictly settlement processing and fails management
  • ETF Settlement Processing
  • Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions

Requirements

  • 3-5 years of DTC Settlements experience
  • Bachelor's degree or equivalent experience

Qualifications

  • A driven individual who is looking for self and process improvement
  • A willing learner who is open to new ideas and concepts
  • Ability to meet and deliver positive work on strict deadlines
  • Ability to strengthen bonds and communicate effectively and clearly with both colleagues and clients
  • Ability to review processes and come up with ways to improve the processes
  • Self-motivated individual who wants to push themselves towards excellence
  • Proficiency with BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, Obligation Warehouse

Pay

The salary range for this position is between $35/hr to $40/hr. Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education.

Bonus eligible.

Benefits

Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.

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