Senior Regulatory Reporting Officer

About

A global quantitative investment manager that combines technology, data and research to drive investment decisions across liquid asset classes is looking for a Senior Regulatory Reporting Officer to join the team. The firm offers a highly collaborative environment where Compliance, Technology, Operations, and Trading teams work closely together to solve complex challenges.

Responsibilities

• Oversee regulatory reporting obligations
• Serve as a subject matter expert across reporting regimes and workflows
• Manage controls and exception processes
• Investigate reporting issues
• Partner with key stakeholders to deliver regulatory and technology enhancements
• Play a key role in automation initiatives and process improvements
• Support regulatory change management
• Support examinations and audits

This role will require onsite presence in NYC.

Requirements

• Bachelor’s Degree (required); Advanced Degree (a plus)
• 10+ years of relevant experience
• Strong knowledge of CAT, TRACE, LOPR
• Ability to clearly translate data from OMS/EMS platforms