Senior Regulatory Reporting Officer

About the role

The firm offers a highly collaborative environment where Compliance, Technology, Operations, and Trading teams work closely together to solve complex challenges.

Responsibilities

• Oversight of regulatory reporting obligations
• Serving as a subject matter expert across reporting regimes and workflows
• Managing controls and exception processes
• Investigating reporting issues
• Partnering with key stakeholders to deliver regulatory and technology enhancements
• Participating in automation initiatives, process improvements, regulatory change management, and supporting examinations and audits
• Requires onsite presence in NYC

Requirements

• Bachelor's Degree Required, Advanced Degree a plus
• 10+ years of relevant experience
• Strong knowledge of CAT, TRACE, LOPR
• Ability to translate data from Order Management System/Execution Management System platforms