Senior Manager - Regulatory and Compliance (Alternative Assets)

About the role

IQ-EQ is a global investor services group with deep expertise in private markets. We support investment managers, asset owners and global businesses with the administration, compliance, governance, data and reporting that their structures depend on. Across 25 jurisdictions, our 6,500+ professionals combine technical strength, connected technology and human understanding – the IQ and the EQ – to free clients from operational complexity and give them the peace of mind to focus on their core business activities. Our IQ is our technical, regulatory and operational expertise, underpinned by data, technology and coordinated global delivery. Our EQ is our human partnership: understanding the business behind the numbers, the culture behind the structures and the individuals behind the screens. With more than US$950 billion of assets under administration, our global client base includes 13 of the world’s top 15 private equity firms and 19 of the top 25 private debt firms. One relationship connects our clients to the right expertise as needs evolve, helping them move forward with clarity and confidence, wherever they operate.

Our commitment to you and the environment: Sustainability is integral to our strategy and operations. We build and maintain long‑term relationships with all our stakeholders – employees, clients, and local communities – while reducing our impact on the natural environment. We foster an inclusive, equitable and diverse culture led by our Diversity, Equity, and Inclusion steering committee. Our learning and development programmes (including PowerU and MyCampus) enable us to invest in growing our employees’ careers.

Responsibilities

• Provide regulatory compliance support to IQEQ’s investment adviser clients, ensuring their compliance programs meet SEC Rules 206(4)-7 and 38a-1, along with other applicable state and federal securities laws.
• Maintain and update compliance programs to reflect regulatory changes and best practices.
• Work directly with top private equity and hedge fund firms in the alternative asset industry, under the guidance of seasoned professionals.
• Assist, perform, and review various compliance-related activities to facilitate the firm’s service offerings.
• Advise clients on compliance with key U.S. securities laws, including the Securities Act, Exchange Act, and Advisers