Senior Legal Counsel

About the Role

Primerica seeks an Attorney to handle securities complaints, respond to SEC, FINRA, state securities, and other inquiries relating to securities issues, as well as special projects. This is a hybrid role requiring 2 days in the office at our Duluth, GA location.

Responsibilities

• Investigate and resolve consumer complaints related to securities products, including mutual funds, variable annuities, managed accounts, and 529 plans, as well as other services provided by the Primerica Companies’ sales force.
• Prepare responses to regulatory inquiries and assist representatives in the preparation of required statements.
• Negotiate and implement settlements with consumers, including preparing required documents for management approval of settlements and facilitating payments to clients.
• Make adjustments to clients' accounts and communicate representative discipline as necessary.
• Identify and complete required regulatory reports, including Form U-4 and U-5 amendments, 30-day and quarterly 4530 Reports, and Suspicious Activity Reports.

Requirements

• Law Degree and admission to the bar of any state.
• Series 6 and Series 26 securities licenses (must be obtained within 90 days of hire).
• Basic knowledge of Primerica’s sales force, corporate structure, internal guidelines, and business policies of PFSI, as well as federal and state tax laws is preferred.
• Good negotiating skills.
• Excellent oral and written communication skills and electronic research skills.
• Strong mathematical, analytical, and organizational skills.
• Detail-oriented, self-motivated, and a team player.
• Computer proficiency in Word, Excel, Westlaw, and use of the Internet.

Benefits

• Day one health, dental, and vision insurance.
• 401(k) Plan with competitive employer match.
• Vacation, sick, holiday, and volunteer time off.
• Life and disability insurance.
• Flexible Spending Account & Health Savings Account.
• Professional development opportunities.
• Tuition reimbursement.
• Company-sponsored social and philanthropy events.

Pay

Salary range between $90,000 - $110,000 annually.