Senior Financial Control Analyst

About the role

As a Senior Financial Control Analyst, you'll execute and deliver test work on financial internal controls in compliance with Sarbanes Oxley Act (SOX) and Federal Deposit Insurance Corporation Improvement Act (FDICIA) requirements. You'll evaluate the design and operational effectiveness of processes and internal controls, identify root causes of issues, and recommend improvements. You'll interact with key stakeholders across the company, including business operations, support services, and technology departments.

Responsibilities

• Document and test the Internal Control Over Financial Reporting (ICOFR) process and communicate the status of internal controls, including deficiencies and resolution plans, to management.
• Perform audit assignments and projects under the direction of the Financial Control Manager.
• Document the ICOFR process by updating risk and control matrices/audit programs.
• Conduct detailed test work on the ICOFR process, including walk-throughs and tests of key controls.
• Maintain a log of observations and deficiencies, tracking their remediation status.
• Develop an understanding of the business, industry, organizational structure, and regulatory environment.
• Establish and maintain relationships with staff, management, and external auditors through effective communication.
• Provide mentorship and guidance to junior accounting staff.
• Occasional travel required.

Requirements

• 3+ years of related experience in Internal Controls, Public Accounting, Internal Audit, or similar field.
• Bachelor's degree in a related field required; Master's or MBA in a related field preferred.
• Intermediate knowledge of internal control analysis, risk assessment methodologies, Sarbanes-Oxley Section 302/402 and/or FRB reporting requirements, COSO framework, Institute of Internal Auditor (IIA) standards, and/or generally accepted accounting principles.
• Entry-level knowledge of general banking operations, including deposit operations, loan administration, treasury management, and/or other commercial banking products and services.
• Entry-level knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards, and practices.
• Advanced proficiency in Microsoft Office applications.
• Intermediate speaking and writing communication skills and ability to effectively interact with all levels within the company.
• Certified Public Accountant (CPA) preferred.
• Certified Internal Auditor (CIA) preferred.

Benefits

• Competitive salaries and an ownership stake in the company.
• Medical and dental insurance.
• Time off and a great 401k matching program.
• Tuition assistance program.
• Employee volunteer program and wellness program.
• Opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances.

About the company

Western Alliance Bank, Member FDIC, is a wholly owned subsidiary of Western Alliance Bancorporation. Serving clients nationwide, Western Alliance Bank includes six legacy bank brands — Alliance Association Bank, Alliance Bank of Arizona, Bank of Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank — that remain part of the company’s heritage, as well as AmeriHome Mortgage, a Western Alliance Bank Company.