Senior Compliance Officer

Responsibilities

• Develop and maintain current knowledge of bank regulations.
• Prepare and lead monitoring programs and may instruct junior officers or other staff conducting monitoring.
• Review and analyze advertising materials.
• Perform research to determine what regulations are impacted and decide if the materials are in compliance.
• Provide approval on advertising materials to marketing.
• Research regulations to respond to questions from other departments of the bank.
• Facilitate the completion of compliance related projects.
• Affiliate in managing Regulatory Compliance Examinations.

Required Skills

• Intermediate to advanced PC skills for Microsoft Office -- Word, Excel, and Outlook.
• Effective verbal and written communication skills.
• Ability to multi-task.
• Ability to conduct research via written materials as well as electronic versions.
• Ability to complete projects effectively.
• Ability to achieve proficiency with varied department software.
• Ability to work independently based on a set schedule.

Required Experience

• A high school diploma or GED.
• A minimum of 3 years of related compliance experience.

Preferred Experience

• A background in Regulatory Compliance or Compliance Audit.
• A bachelor's degree in a related field.
• Having attended the ABA/Institute of Certified Bankers (ICB) Undergraduate Compliance School.
• A Certified Regulatory Compliance Manager (CRCM) designation.