Jobs · Finance · Colorado

Senior Compliance Auditor

Compass · Denver, CO · 1 mo ago
Finance$36–$42/hrFull-time
We need to produce HTML fragment with headings

for sections: About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. Only include sections that have real specific content. Must not repeat job title as heading. No Job ID etc. Remove boilerplate. Preserve all substantive info. We need to parse the posting. Content: - Mission statement: At Compass, our mission is to help everyone find their place in the world. Founded in 2012, we’re revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller and buyer clients. - Role description: As a Senior Compliance Auditor, you will review and uphold compliance expectations according to the standards and regulations imposed by the Colorado Real Estate Commission, MLS, real estate trade associations, and internal risk management guidelines. You will provide reinforcement for transaction coordinators and play a critical role in ensuring our real estate transaction files are complete. You will oversee all compliance and administrative details throughout the transaction process from listing to close and spend most of the work day in transaction management programs reviewing those files. Your goal is to provide peace of mind for agents by measuring agent file submissions against extensive transaction checklists established by the Broker of Record per ethical, contractual, and statutory guidelines, and generally ensuring that files are fully compliant. This role is 100% in-person out of our Denver, CO office (200 Columbine St). - At Compass You Will: bullet list: - Conduct routine reviews of open sales, lease and referral transactions to ensure that file reviews are occurring regularly - Work with the Broker of Record and Transaction Coordinators collaboratively to enhance efficiencies - Conduct a comprehensive random review of commercial, farm and ranch, and residential listing, lease, and sale transaction files prior to and after the scheduled closing - Ensure that closing meets the compliance goals - Ensure real estate contracts, disclosures, and advisories are processed properly and in a timely matter, with a focus on the details - Pay careful attention to file review requirements - What We're Looking For: - In-depth knowledge of Real Estate Transaction Coordination and flow of of a real estate transaction - Working knowledge of the various CO MLS systems, CREC promulgated Contract forms, CTM eContracts software, and Google Suite - Strong written and verbal communication - 5+ years of active Colorado real estate license required with transactional experience; Colorado Employing Broker level license preferred. - Customer service oriented personality - Impeccable attention to detail and problem-solving skills - Compensation: The base pay range for this position is $36.00 - $42.00 hourly; however, base pay offered may vary depending on job-related knowledge, skills, and experience. Bonuses and restricted stock units may be provided as part of the compensation package, in addition to a full range of benefits. Base pay is based on market location. Minimum wage for the position will always be met. - Perks That You Need To Know About: Participation in our incentive programs (which may include eligible cash, equity, or commissions). Plus paid vacation, holidays, sick time, parental leave, and recharge leave; medical, tele-health, dental and vision benefits; 401(k) plan; flexible spending accounts (FSAs); commuter program; life and disability insurance; Maven (a support system for new parents); Carrot (fertility benefits); UrbanSitter (caregiver referral network); Employee Assistance Program; and pet insurance. - Additional culture statements: Do your best work, be your authentic self. At Compass, we believe that everyone deserves to find their place in the world — a place where they feel like they belong, where they can be their authentic selves, where they can thrive. Our collaborative, energetic culture is grounded in our Compass Entrepreneurship Principles and our commitment to diversity, equity, inclusion, growth and mobility. As an equal opportunity employer, we offer competitive compensation packages, robust benefits and professional growth opportunities aimed at helping to improve our employees' lives and careers. Notice for California Applicants Los Angeles County Fair Chance Notice We need to remove boilerplate: cookie/navigation/legal/EEO/equal-opportunity/scam-warning boilerplate, duplicated lines, and application instructions. The equal opportunity statement is boilerplate; we should remove it. Also the California Applicants notice is likely boilerplate; remove. We need to keep substantive info: mission, role description, responsibilities list, what we're looking for (requirements/qualifications/skills), compensation, benefits/perks. We need to decide sections: About the role (maybe mission + role description?), Responsibilities (the bullet list under "At Compass You Will"), Requirements (maybe "What We're Looking For" includes knowledge, experience, license), Qualifications (maybe license etc), Skills (communication, attention to detail), Benefits (perks list), Pay (compensation), Schedule (maybe mention 100% in-person out of Denver office). The schedule is given: "This role is 100% in-person out of our Denver, CO office (200 Columbine St)". That's schedule/location. So we can include Schedule section. We must not create sections with filler like "commensurate with experience". We have actual content. We need to use

for each section heading. Use
  • for any list of duties/requirements/benefits. Use

    for prose. We must not repeat job title as heading. So no heading "Senior Compliance Auditor". Good. We must not put Job ID etc. We must preserve all substantive information; do not invent or summarize away detail. We need to ensure we include all details from the posting, except boilerplate. Let's extract details: Mission/intro: "At Compass, our mission is to help everyone find their place in the world. Founded in 2012, we’re revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller and buyer clients." Role description paragraph: "As a Senior Compliance Auditor, you will review and uphold compliance expectations according to the standards and regulations imposed by the Colorado Real Estate Commission, MLS, real estate trade associations, and internal risk management guidelines. You will provide reinforcement for transaction coordinators and play a critical role in ensuring our real estate transaction files are complete. You will oversee all compliance and administrative details throughout the transaction process from listing to close and spend most of the work day in transaction management programs reviewing those files. Your goal is to provide peace of mind for agents by measuring agent file submissions against extensive transaction checklists established by the Broker of Record per ethical, contractual, and statutory guidelines, and generally ensuring that files are fully compliant. This role is 100% in-person out of our Denver, CO office (200 Columbine St)." We could split: About the role could include mission + role description? Or we could have About the role as mission and general description, Responsibilities as bullet list, Requirements as knowledge/experience/license, Qualifications as maybe license etc, Skills as communication, attention to detail, problem-solving. But we need to avoid duplication. Let's decide sections: - About the role: mission statement + overview of role (the paragraph before bullet list). That seems appropriate. - Responsibilities: bullet list under "At Compass You Will". - Requirements: maybe "5+ years of active Colorado real estate license required with transactional experience; Colorado Employing Broker level license preferred." plus maybe "In-depth knowledge of Real Estate Transaction Coordination and flow of a real estate transaction" and "Working knowledge of the various CO MLS systems, CREC promulgated Contract forms, CTM eContracts software, and Google Suite". Those are knowledge requirements. - Qualifications: maybe "Customer service oriented personality" and "Impeccable attention to detail and problem-solving skills". Could be qualifications. - Skills: "Strong written and verbal communication". Could be skills. But we could combine some. However the instruction: "Prefer a few substantive sections over many thin ones." So we should not create many thin sections. Maybe we combine Requirements and Qualifications into one section "Requirements" that includes knowledge, experience, license, personality, attention to detail. And Skills maybe separate? But we could also combine Skills into Requirements. Better: Have sections: About the role, Responsibilities, Requirements (includes knowledge, experience, license, skills, personality), Benefits, Pay, Schedule. That's 6 sections. Check if we have content for each: - About the role: mission + role description paragraph (excluding bullet list). Ensure we don't duplicate bullet list. - Responsibilities: bullet list of duties. - Requirements: combine in-depth knowledge, working knowledge, 5+ years license, customer service oriented personality, impeccable attention to detail and problem-solving skills, strong written and verbal communication. That covers all. - Benefits: list of perks (incentive programs, paid vacation, holidays, sick time, parental leave, recharge leave; medical, tele-health, dental and vision benefits; 401(k); FSAs; commuter program; life and disability insurance; Maven; Carrot; UrbanSitter; EAP; pet insurance). Also mention "Bonuses and restricted stock units may be provided as part of the compensation package, in addition to a full range of benefits." That's part of compensation but also benefits. We'll keep bonuses in Pay section maybe. - Pay: base pay range $36.00 - $42.00 hourly; base pay offered may vary depending on job-related knowledge, skills, and experience. Bonuses and restricted stock units may be provided as part of the compensation package. Base pay is based on market location. Minimum wage for the position will always be met. - Schedule: "This role is 100% in-person out of our Denver, CO office (200 Columbine St)." Also maybe mention "spend most of the work day in transaction management programs reviewing those files." That's more about duties. So schedule just location/in-person. We must not include boilerplate like "As an equal opportunity employer..." etc. Remove. Now produce HTML. We need to wrap each section:

    About the role

    then

    ... maybe multiple paragraphs? Could combine mission and role description into one

    or two. Use

    for prose. For lists:

    • ... etc. Make sure not to include any extra text outside HTML fragment. Let's craft. About the role:

      At Compass, our mission is to help everyone find their place in the world. Founded in 2012, we’re revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller and buyer clients.

      As a Senior Compliance Auditor, you will review and uphold compliance expectations according to the standards and regulations imposed by the Colorado Real Estate Commission, MLS, real estate trade associations, and internal risk management guidelines. You will provide reinforcement for transaction coordinators and play a critical role in ensuring our real estate transaction files are complete. You will oversee all compliance and administrative details throughout the transaction process from listing to close and spend most of the work day in transaction management programs reviewing those files. Your goal is to provide peace of mind for agents by measuring agent file submissions against extensive transaction checklists established by the Broker of Record per ethical, contractual, and statutory guidelines, and generally ensuring that files are fully compliant.

      Note: we removed the sentence about 100% in-person; that goes to Schedule. Responsibilities: bullet list. We need to capture each bullet: - Conduct routine reviews of open sales, lease and referral transactions to ensure that file reviews are occurring regularly - Work with the Broker of Record and Transaction Coordinators collaboratively to enhance efficiencies - Conduct a comprehensive random review of commercial, farm and ranch, and residential listing, lease, and sale transaction files prior to and after the scheduled closing - Ensure that closing meets the compliance goals - Ensure real estate contracts, disclosures, and advisories are processed properly and in a timely matter, with a focus on the details - Pay careful attention to file review requirements Make sure to keep

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