Senior Compliance Associate

About the role

The Role Sixth Street’s Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance Officer will be a key team player in managing, executing, and enhancing the firm’s marketing and distribution process. The Compliance Officer will also drive key compliance-related projects and initiatives, including those pertaining to Sixth Street’s Global Capital Markets platform, compliance testing, training, regulatory filings, and designing, implementing and advising on policies and procedures.

About Sixth Street Sixth Street is a leading global investment firm founded in 2009. Our long-term oriented, highly flexible capital base and "One Team" cultural philosophy allow us to invest thematically across sectors, geographies, and asset classes. We aren’t looking any single type of person. Our strength is in our team, a collection of people from different backgrounds and with their own perspectives, united in the mission of being the world’s best investment firm. From How We Conduct Business To How We Engage In Our Communities, Everything We Do At Sixth Street Is Rooted In Our Commitment To Our Core Principles We have a bias towards Action. We initiate, execute and deliver results.We have Integrity. We are ethical and direct in word and deed.We are Responsible. We are accountable for our business, to our team, and to our communities.We value Teamwork. We are humble and better togetherWe are Intra- and Entrepreneurial. We seek to innovate both inside and outside our business.We have a Cross-Platform Focus. We think across the business and avoid silos at all costs. For more information, visit the Sixth Street Careers site or follow us on LinkedIn.

Responsibilities

• Own the marketing material review and approval process for high volumes of marketing materials, due diligence questionnaires, social media, and investor relations materials to ensure compliance with all applicable regulations, including SEC, FINRA and other relevant guidelines
• Utilize deep understanding of the SEC Marketing Rule to act as a key advisor to Sixth Street’s Capital Formation and Strategy team on private fund and separately managed account marketing
• Manage and maintain Sixth Street’s Global Capital Markets compliance program
• Collaborate with senior internal stakeholders on future business growth areas by organizing and managing regulatory workstreams
• Manage and drive regulatory reporting obligations (e.g., ADV, Form PF)
• Design and draft policies and procedures and lead new compliance initiatives as the compliance environment and business evolves
• Enhance compliance