Senior Compliance Analyst

Key Responsibilities

• Draft, prepare, and submit contract and related forms to state regulatory authorities for approval prior to use.
• Track filings through the state review process and communicate objections and approvals to the respective company departments for response.
• Serve as the primary point of contact with state insurance departments, providing clear, well-supported responses to objections.
• Engage with other Company departments to ensure forms are properly implemented following approval.
• Support post approval audits and ongoing compliance monitoring.

Additional Responsibilities

• Conduct compliance reviews of advertising materials and assist in the development of enhanced advertising guidelines.
• Monitor regulatory changes affecting annuity products and communicate impacts to internal stakeholders.
• Provide compliance support to Operations and other business units.
• Participate in department initiatives and perform other duties as assigned.

Minimum Qualifications

• A minimum of 5 years of experience in regulatory compliance within the life and annuity insurance industry, or an equivalent combination of education and experience that demonstrates the ability to meet the responsibilities of the position.
• In-depth knowledge of state and federal life and annuity insurance regulations and compliance requirements.
• Knowledge of and experience with tax and non-tax qualified annuity contracts, including structure and design, terms, riders, endorsements, and insert pages.
• Expertise in the use of the NAIC's System of Rate and Form Filling (SERFF).
• Strong analytical, problem-solving, and decision-making skills.
• An attention to detail is a necessity.
• A high level of discretion and ability to maintain confidentiality.
• Excellent communication, collaboration, and interpersonal skills.
• The ability to work independently with limited oversight and manage multiple priorities in a fast-paced environment.
• Proficiency in multiple computer applications, including the Microsoft Office suite and Adobe Acrobat.