Senior Auditor I/II - Retail and Institutional

Responsibilities

• Execute the day-to-day activities of audit engagements including planning, process documentation, testing and reporting
• Support the design and execution of an engagement's audit approach and procedures in accordance with relevant regulatory guidance, banking industry accounting literature and applicable internal guidance and the International Standards for the Professional Practice of Internal Auditing
• Demonstrate a working knowledge and stay current on developments in regulatory guidance and banking industry accounting literature and its impact on the organization
• Communicate in a clear, organized, and professional manner, tailoring messages appropriately for different audiences in both written and verbal formats
• Build and maintain effective working relationships with clients, team members, and stakeholders within the scope of assignments
• Exercise sound judgment and critical thinking by appropriately challenging risks, scope, and approaches, and providing thoughtful recommendations
• Identify and communicate potential issues and opportunities for audit efficiencies and process improvement to Managers or above and evaluate subsequent remediation of those issues
• Supervise Audit Associates and Interns on engagements and providing coaching, timely feedback, and reviewing their audit documentation

Qualifications

• Bachelor's degree from an accredited college/university in Accounting or Finance
• Two or more years of Financial Institution, Banking, or other financial services industry experience
• Two or more years of audit experience with national accounting firm, or three or more years of internal audit experience
• Strong oral, written and interpersonal communication skills
• Comfortable communicating with Management
• Broad level knowledge of U.S. Generally Accepted Accounting Principles (GAAP) and accounting procedures
• Broad level understanding of internal controls
• Possess moderate analytical and project management skills
• CPA license or CIA certification preferred
• Five or more years of banking/financial services audit experience
• Strong oral, written and interpersonal communication skills
• Comfortable communicating with Management
• Strong level knowledge of S. Generally Accepted Accounting Principles (GAAP) and accounting procedures
• Strong level understanding of internal controls
• Possess strong analytical and project management skills