Senior Associate, Risk Management - FRM

Responsibilities

• Collaborate with cross-functional teams to understand and drive effective risk management practices across Finance
• Design and execute end-to-end control tests for key business processes, validating that controls are performing as designed to mitigate operational and compliance risks in accordance with Enterprise Risk Management methodology
• Document and communicate control test results (including control gaps and failures) and drive remediation for timely closure of identified issues
• Establish and maintain effective engagements with Risk Advisors and Business Partners to provide business value through robust and effective assessments of the control environment
• Identify and drive process improvements within Finance’s operational risk management programs
• Have the ability to think critically, solve complex problems, work independently, and prioritize and manage multiple tasks

Requirements

• Bachelor’s degree or military experience
• At least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit

Preferred Qualifications

• Previous experience assessing script/code logic in both Python or SQL
• Demonstrated proficiency with risk management concepts and data analysis tools (Excel, SQL, Python)
• Excellent communication and interpersonal skills with the ability to articulate complex risk concepts to a diverse audience
• Previous experience with control testing methodologies, process mapping, and risk assessment frameworks (COSO)

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

Pay

The minimum and maximum full-time annual salaries for this role are listed below, by location.

• McLean, VA: $111,200 - $126,900 for Sr. Analyst, Capital Markets & Risk
• Richmond, VA: $101,100 - $115,400 for Sr. Analyst, Capital Markets & Risk

Schedule

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

Qualifications

• Minimum and maximum full-time annual salaries for this role are listed below, by location.
• Basic qualifications: Bachelor’s degree or military experience, at least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit.
• Preferred qualifications: Previous experience assessing script/code logic in both Python or SQL, demonstrated proficiency with risk management concepts and data analysis tools (Excel, SQL, Python), excellent communication and interpersonal skills with the ability to articulate complex risk concepts to a diverse audience, previous experience with control testing methodologies, process mapping, and risk assessment frameworks (COSO).