Jobs · Business Development · Arizona

Senior Associate, Investor Operations

CIM Group · Phoenix, AZ · 1 mo ago
On-siteBusiness DevelopmentFull-time

About the role

The Investor Operations team at CIM Group is seeking a Senior Associate to support the day-to-day execution of investor and fund operations processes. This role plays a key role in ensuring accurate, timely, and well-coordinated operational support across the organization.

Responsibilities

  • Execution of complex investor operations processes, ensuring accuracy, timeliness, and a best-in-class service experience
  • Serve as a key point of contact for internal stakeholders and select external partners, providing proactive communication, issue resolution, and high-quality service delivery
  • Review, approve, and oversee operational deliverables, including reconciliations, reporting outputs, and data validations, ensuring completeness and accuracy
  • Independently investigate and resolve complex operational issues, identifying root causes and implementing sustainable solutions
  • Drive cross-functional coordination across Fund Accounting, Legal, Compliance, Tax, and Technology to ensure seamless execution of investor servicing workflows
  • Drive recurring reporting cycles and operational processes, including planning, tracking, and execution across multiple workstreams
  • Identify operational risks and control gaps; enhance processes, documentation, and controls to improve scalability and reduce risk
  • Play a key role in system implementations, enhancements, and process automation efforts, including user acceptance testing (UAT) and business requirement input
  • Develop, maintain, and enhance procedures and documentation to support a controlled, audit-ready environment
  • Support audits, regulatory inquiries, and internal reviews by providing validated data and subject matter expertise
  • Act as a resource and mentor to junior team members, providing guidance to support technical development
  • Continuously evaluate workflows and service delivery, driving improvements that enhance efficiency and the overall stakeholder experience

Requirements

  • Bachelor’s degree or equivalent practical experience
  • 5+ years of relevant experience in investor operations, fund operations, fund administration, transfer agency, or a similar financial services environment
  • Experience supporting investor onboarding, capital activity, reporting, reconciliations, and operational controls in a regulated environment preferred
  • FINRA licenses are a plus

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