Senior Associate - Controls Testing Specialist

Overview

The Risk Management Risk Office – Control Testing Team is seeking an experienced, highly motivated Controls Assessment and Testing specialist.

Responsibilities

• Perform assessment analysis of requirements and controls to existing processes
• Ability to develop and execute testing and reporting procedures
• Ability to understand and communicate complex processes and alignment to policy/regulatory requirements
• Establish and maintain good client relations during testing engagements
• Strong ability to create and deliver verbal and written communications between business partners
• Assist in the planning and execution of credit policy control assessments
• Execute transaction testing for credit policy requirements and credit intent in alignment with team methodology and procedures
• Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes
• Obtain and analyze test data from multiple sources, following testing protocols and leveraging job aids as needed
• Systematically retain documents that substantiates test results
• Submit test results in the system of record
• Assist in communicating results to business areas and Credit Risk Management leadership as needed

Qualifications

• High School Diploma, GED or Equivalent Certification
• At least 2 years of experience in audit or controls testing
• Bachelor’s degree or military experience preferred
• 1+ years of experience working with at least one scripting language (Python, R, Spark, or SQL) and querying, analyzing and working with data languages preferred
• Ability to effectively communicate findings to stakeholders
• Deep understanding of risks and ability to communicate and evaluate the appropriateness of mitigating activities
• Experience auditing internal controls preferred