Securities & Prime Brokerage Counsel

Responsibilities

• Drafting, reviewing, and negotiating securities trading agreements, prime brokerage agreements, and related margin documentation.
• Providing legal guidance on margin lending regulations, FINRA Rule 4210, Regulation T, and Regulation U compliance.
• Collaborating with internal teams, trading desks, and clients on cross-asset transactions including swaps, options, futures, equities, and fixed income instruments.
• Managing regulatory compliance, risk mitigation, and operational issues for clients in financial services and capital markets.
• Staying ahead of industry trends and updated margin rules to provide proactive counsel.

Qualifications

• 3+ years of experience in securities law, prime brokerage, or financial services legal practice.
• Strong knowledge of U.S. securities regulations, including the Securities Act of 1933 and Securities Exchange Act of 1934.
• Proven track record of advising clients on securities trading agreements, margin lending, and regulatory compliance.
• Excellent communication, negotiation, technology, and problem-solving skills.
• Juris Doctor (JD) degree or equivalent and licensed to practice law in an applicable jurisdiction.

Preferred Skills

• Experience with fixed income and synthetic prime brokerage agreements.
• Hands-on experience integrating updated margin and credit regulations into transactional or advisory work.
• Familiarity with multi-asset trading agreements and cross-border transactions.

Pay

The estimated total compensation for full-time Axiom attorney roles is $104,500-325,000 per year and for non-attorney roles is $71,250-309,750 per year. Compensation decisions are based on various factors, including, but not limited to, experience, skills, certifications, location, and business needs.

Schedule

Employees may be eligible for additional benefits, including health, dental, and vision insurance; paid holidays and PTO; flexible work arrangements; and professional development opportunities and tools.

About Axiom

For over 25 years, Axiom has pioneered the alternative legal services industry, now serving more than 1,500 legal departments globally with our unique blend of world-class legal talent and advanced AI tools, delivering innovative solutions ranging from that combine top-tier talent with cutting-edge technology. We tackle complex legal matters across 12 practice areas for clients ranging from Fortune 100 to SMBs, empowering our legal professionals to engage in meaningful work that advances their careers. Our Talent NPS score of +71% and our Client NPS score of +64% highlight our commitment to excellence (Reported scores were Axiom’s average for 2025 – the legal industry average NPS score is +35%).

Benefits

Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, political opinion, sex, gender, gender identity, gender identity status, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, or any other characteristic protected by applicable law. Axiom prohibits and will not tolerate any such discrimination or harassment.

Contact Information

To request an accommodation, please contact benefits@axiomlaw.com. Axiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full data privacy notice is available here.

Legal Compliance

Pursuant to the San Francisco Fair Chance Ordinance, NY Fair Chance Act, and Los Angeles Fair Chance Initiative, we will consider for employment qualified applicants with arrest and conviction records.