Jobs · Legal

Securities Attorney

gpac · New York, NY · 1 mo ago
RemoteRemoteLegalFull-time
Securities Attorney | Florida A growing and well-established legal team is seeking a Securities Attorney with 5+ years of experience to advise clients on SEC reporting, corporate governance, securities compliance, and regulatory matters. This is an excellent opportunity for an attorney with strong public company and securities experience who is looking for sophisticated work, flexibility, and long-term growth. What You'll Do Prepare and advise on SEC filings, including Forms 10-K, 10-Q, 8-K, Schedules 14A and 14C, and related shareholder communicationsHandle SEC and FINRA investigations, comment letters, regulatory inquiries, and corporate actionsAdvise clients on Regulation FD, Sarbanes-Oxley, insider trading policies, beneficial ownership reporting, and Rule 144Assist with annual and special shareholder meetings and related corporate governance mattersAdvise on OTC market compliance, disclosure requirements, and other securities regulatory matters What We're Looking For 5+ years of securities/corporate regulatory experienceStrong experience with SEC reporting and public company complianceExperience with SEC and/or FINRA matters preferredExcellent legal research, writing, and analytical skillsFlorida Bar admission preferred, but not requiredAbility to work independently while collaborating effectively with clients and legal teams Why Join Sophisticated securities and regulatory practiceRemote flexibility may be availableOpportunity to work directly on complex SEC and FINRA mattersCollaborative environment with meaningful responsibilityExcellent long-term career opportunity If you're an experienced Securities Attorney looking for sophisticated regulatory work with flexibility, this opportunity is worth exploring. For confidential consideration, contact Kaelan.Dea@gogpac.com. All qualified applicants will receive consideration without regard to race, age, color, sex (including pregnancy), religion, national origin, disability, sexual orientation, gender identity, marital status, military status, genetic information, or any other status protected by applicable laws or regulations. GPAC (Growing People and Companies) is an award-winning search firm specializing in placing quality professionals within multiple industries across the United States since 1990. We are extremely competitive, client-focused and realize that our value is in our ability to deliver the right solutions at the right time.

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