Risk Advisory Manager (SOX) - Financial Services

About the role

The Risk Advisory Manager (SOX) is responsible for leading the risk management and compliance efforts within the financial services sector. This role requires a deep understanding of Sarbanes-Oxley Act requirements and the ability to oversee internal controls and audits.

Responsibilities

• Oversee and manage the implementation and maintenance of SOX-compliant internal controls
• Lead and conduct regular audits to ensure adherence to regulatory standards
• Develop and implement strategies to mitigate identified risks
• Collaborate with cross-functional teams to enhance risk management processes
• Prepare and present audit findings and recommendations to senior management

Requirements

• Bachelor's degree in Accounting, Finance, or a related field
• Minimum of 5 years of experience in risk management or auditing within financial services
• CPA certification preferred
• Experience with SOX regulations and auditing practices
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills

Qualifications

• Proven track record of successfully managing complex projects
• Ability to work independently and as part of a team
• Knowledge of industry best practices and regulatory requirements

Skills

• Proficiency in Microsoft Office Suite
• Experience with enterprise resource planning (ERP) systems
• Knowledge of data analytics tools

Benefits

• Competitive salary package
• Flexible work schedule
• Professional development opportunities
• Health insurance benefits
• Retirement plan

Pay

• $150,000 - $180,000 annually

Schedule

• Full-time position
• Monday through Friday, 9:00 AM to 5:00 PM