Regulatory Reporting Specialist
Societe Generale · New York, NY · 2 wk ago
On-siteResearchFull-time
Responsibilities
- Preparation of Daily 15c3-3 customer and PAB calculations
- Review of Daily 15c3-1 Net Capital Computation
- Preparation and Presentation of Monthly Focus Report to Senior Management
- Work closely with Front Office on new business and expansion projects
- Automation of legacy manual processes
- Other report preparation and analysis such as Leverage, Liquidity, Surveys and Ad Hoc Requests
- Actively participate in Regulatory and Financial Audits
- Enhance control environment and documentation
- Assist in monthly FOCUS report preparation and analysis
Requirements
- Ability to use data visualization platform to provide strategic data to internal clients
- Strong Excel computer skills and ability to work with large sets of data
- Series 27 registration (or willingness to complete within one year)
- Adaptable; able to formulate reporting requirements for new processes
- Ability to solve problems and analyze independently
- Ability to handle multiple issues and make reporting deadlines
- Ability to effectively interact with team and internal clients
- 5-10 years industry experience
- Accounting or Finance BA/BS degree; MBA or CPA preferred
- Business insight
Benefits
- Eligible for an annual discretionary bonus
- Competitive benefits package including 401(k) plan with company match
- Medical, dental, and vision coverage
- Additional benefits for fertility, wellness, student loans, and commuters