Registered Client Associate

About This Role

Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas and business divisions at wellsfargojobs.com. In This Role, You Will Assist financial advisors and financial consultants by providing sales and servicing support. Proactively seek ways to improve administrative and operational processes and offer ideas for own work group. Perform moderately complex administrative tasks, handle telephone calls, and other inquiries for research reports as well as resolve account issues. Establish and maintain files to meet regulatory requirements. Create and produce reports as well as databases while establishing and maintaining files and records to support sales efforts. Receive direction from supervisors and escalate non-routine questions to more experienced roles. Interact with immediate Brokerage Client Support team and functional area on wide range of information, as well as internal and external customers.

Required Qualifications

• 1+ year of Brokerage and Client Services support experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Desired Qualifications

• Brokerage client support experience
• Administrative support experience in financial services
• Experience interacting directly with customers
• Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
• Client service focus with the ability to listen to customer needs and recommend solutions
• Able to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment

Job Expectations

• US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory.
• Specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required.
• Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired.
• Candidates must successfully complete and pass a background check prior to hire.
• This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire.
• This position is not eligible for Visa sponsorship.

Posting Location

30 S Wacker Dr Ste 4000, Chicago, IL 60606

Pay Range

$30.77 - $45.67

Benefits

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement

Posting End Date

30 Aug 2026

Job posting may come down early due to volume of applicants.

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

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Third-Party recordings are prohibited unless authorized by Wells Fargo.

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