PWM Consulting Group Analyst

Client Service

As a key member of the service team, provide coverage for a FA/PWA/team including:

• Assisting the FA/PWA/team in delivering against their client service model, including preparing for regular meetings and tracking follow-ups
• Providing backup coverage for traditional registered or unregistered Client Service Associate responsibilities at the request of the client and/or FA/PWA/team, such as executing money movement transactions, answering general non-investment related questions concerning clients' accounts, educating or enrolling clients in digital tools (e.g., MS Online), accepting or entering unsolicited orders and/or entering solicited orders in a clerical capacity
• Remaining current on all policies, procedures and new platforms

Business Development Support

• Executing against all administrative elements of digital and in-person marketing strategies including conferences and seminars or webinars, websites, social media and regular email connectivity
• Preparing and reviewing various client reports or financial plans from firm-approved systems for existing or prospective clients
• Assisting with research using firm-approved systems
• Participating in existing client and/or prospective client meetings, representing the service lens
• Participating in firm initiatives (e.g., training or education programs), special projects and/or other duties directed by local management

Qualifications

• Education and/or Experience: 5+ years of experience in a field relevant to the position required; Four-year college degree or professional certification preferred; Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required; Additional product licenses may be required; Willingness to obtain the Certified Investment Management Analyst (CIMA) or Chartered Financial Analyst (CFA) designation
• Knowledge/Skills: Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts; Technically proficient and quick learner of new and updated platforms; Detail oriented with superior organizational skills and ability to prioritize; Expert knowledge of basic personal computer, MS Office (particularly MS Excel) and internet applications; Exceptional writing, interpersonal and client service skills; Strong time management skills; Team player with the ability to collaborate with others; Adaptable and able to multi-task; Goal oriented, self-motivated and results driven