Prime Brokerage, Cleared Listed Derivatives Non-Market Risk - Executive Director

Responsibilities

• Enhancing the risk and control framework for cleared listed derivatives, including futures and options clearing across global markets
• Overseeing governance, escalation, and exception management processes, ensuring consistency and transparency across products and regions
• Partnership with trading, sales, risk, and compliance stakeholders to identify, assess, and mitigate operational and regulatory risks
• Driving strategic initiatives related to listed derivatives clearing, including product development, onboarding, and change management
• Leading governance forums and risk reviews, including preparation of materials for senior management and risk committees
• Cross-global coordination across teams (Operations, Technology, Credit Risk, Compliance) to standardize processes and improve efficiency
• Supporting regulatory engagements and ensuring adherence to applicable rules for futures and options markets
• Building management information (MIS), KPIs, and KRIs to provide transparency into risk exposures and control effectiveness

Qualifications

• 12 - 15+ years of relevant experience in Financial Services, with strong exposure to listed derivatives (futures and options)
• Direct experience in trading, sales, risk management, or compliance within futures and options markets is strongly preferred
• Strong understanding of the listed derivatives lifecycle, including clearing, margining, settlement, and exchange/clearing house models
• Familiarity with regulatory frameworks governing futures and options markets
• Proven ability to partner with front office and control functions and influence outcomes across senior stakeholders
• Strong analytical skills with the ability to assess complex workflows and risk scenarios
• Demonstrated ability to drive initiatives, improve processes, and implement controls in a fast-paced environment
• Excellent written and verbal communication skills, with the ability to clearly articulate risks, issues, and recommendations
• Strong project management and organizational skills, with high attention to detail
• Proficiency in Microsoft Office applications (Excel, Word, PowerPoint)

Pay

Expected base pay rates for the role will be between $200,000 and $300,000 per year at the commencement of employment.