Paraplanner/Support Advisor
Kestra Financial · Sewickley, PA · 6 mo ago
On-siteOTHRFull-time
Responsibilities
- data gathering
- modeling
- case design
- scenario building
- plan and presentation development
Essential Duties And Responsibilities
- Support Lead Advisor with analysis, client service, and technical assistance
- Learn the technical aspects of the Advisor position and prepare to service clients independently
- Manage data and plans in financial planning software
- Responsible for client meeting preparation and follow-up including assembling requisite paperwork, account reviews, report generation and meeting documentation
- Analyze asset allocation and generation rebalancing trades
- Research investment managers, services, products and pricing
- Understand and leverage the resources available at the Broker Dealer to the fullest extent
- Commitment to culture requires a demonstration of professionalism, accountability, customer/client focus, and teamwork
- Develop Centers of Influences such as community involvement, CPA's and attorneys, etc
Supervisory Responsibilities
None
Knowledge, Skills, And/or Abilities
- Expert computer skills (Outlook, Word, Excel and Power Point)
- Excellent communication skills, both verbally and in writing
- Strong time management and organizational skills; able to work independently and effectively manage multiple tasks at once
- Able to quickly master tools of the industry - financial planning software, analytical tools and broker/dealer or custodian systems
Education And/or Experience
- Bachelor's degree in finance, accounting or related field
- The ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
- Previous experience in the independent financial services culture preferred
Certificates, Licenses, Registration
- Series 7 and 63 required
- Series 65/66 preferred (or ability to obtain)
- CFP or CIMA preferred