NB Ventures, Inc. dba GEP
Nexity Financial Corp · New Jersey, United States · 1 mo ago
Information TechnologyFull-time
Here’s the reformatted job posting for **Counsel, Legal and Compliance** at **D. E. Shaw & Co., L.P.**:
Location: New York, NY 10001, USA
About the Role
D. E. Shaw & Co., L.P. seeks experienced legal and compliance professionals to join our team. This role involves providing legal and regulatory guidance to support the firm’s global investment and operational activities.
Responsibilities
- Advise on legal and regulatory matters related to investment management, trading, and financial services.
- Draft, review, and negotiate agreements, disclosures, and compliance policies.
- Monitor and interpret regulatory developments affecting the firm’s business lines.
- Collaborate with internal teams to ensure compliance with applicable laws and regulations.
- Assist in investigations, audits, and examinations by regulatory authorities.
Requirements
- Juris Doctor (JD) from an accredited law school and active membership in good standing of a U.S. state bar.
- 5+ years of relevant legal experience in financial services, investment management, or a regulatory agency.
- Strong knowledge of securities laws (e.g., Investment Advisers Act, Investment Company Act, Dodd-Frank).
- Experience with derivatives, private funds, or alternative investments is a plus.
- Excellent analytical, communication, and problem-solving skills.