Marketing & Communications Risk Vice President
About the role
with. - Responsibilities: The list after "The successful candidate’s responsibilities will include, but not be limited to, the following:" then bullet list items. List items: 1. Review and approval of communications which focuses on increasing wallet share of existing clients who are underutilizing / unaware of existing Firm offerings. 2. Filing retail communications with FINRA’s Advertising Regulation Department as needed, responding to any comments and implementing revisions potentially arising from FINRA review. 3. Consult frequently with business and control partners on potential regulatory issues involving marketing materials, tools, initiatives, projects, platforms, etc. 4. Provide guidance to businesses’ inquiries of any issues regarding policies and procedures with their materials. 5. Assist with responding to regulatory exams, inquiries, internal audits and targeted assessments. 6. Assist business partners with audits, targeted assessments and regulatory exams. 7. Escalate, as needed, any issues concerning businesses’ initiatives, projects, materials, submitters, reviewers, etc. Seek advice and/or share issues and concerns with Team members and provide constructive feedback. 8. In consultation with the business, identify high-impact AI use cases, develop product strategies, and oversee delivery and integration of AI tools into existing risk workflows. 9. Assist in the design and buildout of AI/LLM-enabled capabilities to improve efficiency and consistency in supervisory processes, while maintaining adherence to firm and regulatory requirements. We need to put these in
- .
- Qualifications: There's a "Qualifications" heading in the posting. It includes bullet list: "Strong working knowledge of SEC, FINRA and other SRO rules concerning communications with the public. Prior experience at a broker-dealer and Registered Investment Adviser ideally having two years of experience reviewing and approving communications with the public. Proficient understanding of areas of industry and regulatory focus, e.g., ESG Excellent analytical ability while consistently demonstrating strong attention to detail Excellent listening, interpersonal, communicative and persuasion skills Strong organizational, planning and time management skills to multitask competing priorities in a fast paced and dynamic environment Ability to follow specific directions and function independently or part of a team with minimal oversight Ability to exercise prudent judgment as it applies to resolving complex issues Ability to work collaboratively with senior levels of management within the business, Legal, Risk, Compliance, Platform, Technology, and third-party vendors Prior hands-on experience executing AI/ML solutions in operational workflows, demonstrating the ability to translate AI capabilities into practical business applications. Experience partnering with technology teams on AI tool integration and governance."
We need to separate maybe into Requirements, Qualifications, Skills. The instruction says use headings for sections: About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. We need to decide what content goes where.
We have qualifications list (knowledge, experience, abilities). Could split into Requirements (maybe mandatory) and Qualifications (preferred) and Skills (soft skills). But we must not invent sections lacking content. We need to see if the posting distinguishes between required and preferred. It has "Qualifications" heading then bullet list. Then later "Required Education, Licenses And Qualifications" heading with specific items: Experience delivering, integrating, or operationalizing AI/ML or LLM-enabled solutions in real-world workflows; Active FINRA Licenses: Series 7, with the ability to obtain Series 24 or Series 9/10 within 90 days of employment; An undergraduate degree or equivalent professional experience; Microsoft Office Tools and Adobe Suite.
Thus we can treat:
- Requirements: maybe the "Required Education, Licenses And Qualifications" items.
- Qualifications: the earlier "Qualifications" bullet list (knowledge, experience, abilities). Could also be considered "Qualifications". We'll keep both.
- Skills: maybe we can extract soft skills like "Excellent analytical ability...", "Excellent listening, interpersonal, communicative and persuasion skills", "Strong organizational, planning and time management skills", "Ability to follow specific directions...", "Ability to exercise prudent judgment...", "Ability to work collaboratively...". Those are in the qualifications list. But we could also put them under Skills. However we need to avoid duplication. Perhaps better: Use Qualifications for the knowledge/experience items, Skills for the soft skills. But the posting lumps them together. We need to decide a split that preserves all info without duplication.
We could create:
Qualifications
with- containing items: Strong working knowledge of SEC, FINRA and other SRO rules..., Prior experience at a broker-dealer..., Proficient understanding of areas of industry and regulatory focus, e.g., ESG, Prior hands-on experience executing AI/ML solutions..., Experience partnering with technology teams on AI tool integration and governance.
Then
Skills
with- containing: Excellent analytical ability while consistently demonstrating strong attention to detail, Excellent listening, interpersonal, communicative and persuasion skills, Strong organizational, planning and time management skills to multitask competing priorities in a fast paced and dynamic environment, Ability to follow specific directions and function independently or part of a team with minimal oversight, Ability to exercise prudent judgment as it applies to resolving complex issues, Ability to work collaboratively with senior levels of management within the business, Legal, Risk, Compliance, Platform, Technology, and third-party vendors.
That seems reasonable and preserves all.
Now Requirements: Use the "Required Education, Licenses And Qualifications" list.
Items:
- Experience delivering, integrating, or operationalizing AI/ML or LLM-enabled solutions in real-world workflows
- Active FINRA Licenses: Series 7, with the ability to obtain Series 24 or Series 9/10 within 90 days of employment
- An undergraduate degree or equivalent professional experience
- Microsoft Office Tools and Adobe Suite
We'll put as
- .
Now Benefits: The posting includes a paragraph under "What You Can Expect From Morgan Stanley" describing benefits: "We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry." Also earlier: "Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture." Also later: "We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work."
We need to extract substantive benefits info. The posting mentions "some of the most attractive and comprehensive employee benefits and perks in the industry." That's vague but still a statement about benefits. However the instruction says: "never emit a heading followed by filler/placeholder text (e.g. "commensurate with experience", "not specified", "N/A", "varies", "TBD")". This is not exactly filler but it's vague. It might be considered filler? It says "some of the most attractive and comprehensive employee benefits and perks in the industry." That's still vague but it's a statement. The instruction says to include a section ONLY when the posting has real, specific content for it. This is not specific; it's generic marketing. Might be considered filler. However there is also mention of "opportunity to move about the business". That's not a benefit per se. There's no specific benefits like health insurance, 401k, etc. So maybe we should omit Benefits section because no specific benefits are listed.
Pay: The posting includes: "New York Expected base pay rates for the role will be between $120,000 and $170,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs"
That's specific: base pay range $120k-$170k. So we should include Pay section with that info.
Schedule: No mention of schedule (full-time, part-time, remote). So omit Schedule.
Now we need to output HTML fragment with headings
and appropriate
or
- .
We must not include job title heading. Must not include Job ID etc.
We need to ensure we preserve all substantive information. Let's verify we didn't miss any.
From the "About the role" paragraph we captured the description. Did we miss any details like "Morgan Stanley’s Wealth Management Risk division is currently seeking candidates for a Vice President to join the Risk Communications Central Review Unit." That's included.
Now responsibilities list we captured all nine items.
Qualifications list we split.
Skills list we split.
Requirements list we captured.
Pay we captured.
Now check if any other substantive info: The paragraph about "What You Can Expect From Morgan Stanley" includes also: "We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences." This is more about culture/values. Could be considered "About the role" or maybe a separate section like "About the firm". But we only have allowed headings; we could incorporate into About the role as extra paragraph. The instruction says "Prefer a few substantive sections over many thin ones." So we can add that to About the role paragraph.
Thus About the role will have two paragraphs: first about the role specifics, second about firm culture/values.
Now ensure we didn't include boilerplate like EEO, scam warning, navigation, cookie, legal. We removed those.
Now produce HTML.
Structure:
About the role
for each section. We'll output:About the role
...
...
Res