Licensed Financial Planning Assistant
Farmers National Bank of Canfield · Niles, OH · 3 wk ago
FinanceFull-time
Essential Duties And Responsibilities
- Provide sales assistance for Investment Executives in assigned offices related to Money Guide Pro software system
- Gather all client data essential for the implementation of a Financial Plan
- Utilize Money Guide Pro for all Financial Planning clients with in the department
- Gather department data from all Investment Execs and compile into multiple reports and tracking software
- Transfer funds to and from Cetera Financial Institutions (daily wires)
- Generate reports for use by other banking and financial services personnel at the request of the Program Manager
- Perform customer follow-up and maintain clerical files related to Financial Planning clients
- Update and generate reports for Reg. Rep./Program Manager
- Create hypothetical illustrations for clients
- Aid in developing and coordinating marketing events
- Complete all mandatory and elective training, including BSA (Bank Secrecy Act) and Anti-Money Laundering procedures
- Maintain compliance with all appropriate rules and regulations
- Regular, predictable attendance is an essential requirement of this position
- Complete all other duties as assigned
Education And/Or Experience
- High School diploma or General Education degree (GED)
- Minimum of five (5) years’ experience in financial services
- Current Series 6 License required, Series 7 and Life Insurance license preferred