Investment & Planning Specialist

Overview

We are seeking an investment-fluent planning professional to join our growing advisory team. This role blends portfolio construction, market insight, and client-facing planning, supporting a planning-led wealth management approach.

Financial Planning & Client Engagement

• Contribute to the development of comprehensive financial plans, integrating investments with broader client goals
• Translate investment recommendations into clear, client-friendly planning narratives
• Actively participate in client meetings, with a clear path toward presenting analysis and recommendations
• Evaluate prospective client situations and articulate opportunities through a planning-led framework

Team Collaboration & Process Contribution

• Partner closely with lead advisors to deliver a consistent, high-quality client experience
• Improve workflows, reporting, and internal processes to enhance efficiency and scalability
• Support a high-performing team environment through collaboration and shared accountability

Communications

• Communicate strategies clearly and confidently to the team
• Maintain proactive communication with internal teams to facilitate efficient processes
• Engage in client communication ensuring professionalism and clarity
• Actively contribute to client meetings, with the expectation of presenting analysis and recommendations over time
• Explain complex investment concepts in clear, practical terms grounded in client goals

Qualifications

• 2–5 years of experience in wealth management, investments, or financial planning
• Bachelor’s degree required
• Progress toward or completion of CFP® preferred; CFA or other investment-focused credentials a plus
• Series 7/66 and Life & Health licenses (or willingness to obtain)

Desired Characteristics

• Strong investment intuition and curiosity about markets
• Ability to communicate complex ideas in simple, practical terms
• Interest in building long-term client relationships, not just managing portfolios
• Alignment with a planning-led, advice-driven philosophy

Salary Range

$90,000 - $120,000 with bonus potential

Benefits Include

• 401(k) plan with employer match
• Medical insurance including health, dental, and vision coverage
• Group short-term and long-term disability insurance
• Generous PTO policy including paid holidays
• Family leave (maternity, paternity, & adoption)
• Support for personal education and development - including licensing, registration, and designations

Growth Opportunity

This role is designed as a core seat on the advisory team, with a path to increased responsibility in client relationships over time. High performers will have the opportunity to grow into broader advisory roles and participate meaningfully in the firm’s long-term success.