Investment Management Technology Audit Manager
About the role
Company Overview: Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com . Aon’s Benefit Index ® , Nomura’s benefits rank #1 amongst our competitors.
Department Overview: The Internal Audit department is a key part of the firm's corporate governance, and the department’s primary objectives are to review the company's control environment and report any weaknesses identified to the Audit Committee and senior management. The department in the US comprises over 35 professionals, split across Business, Risk, Legal & Compliance and IT audit teams reporting functionally to the Global Portfolio Directors of each division and to the Regional Head of Internal Audit for the Americas.
Responsibilities
- Leading global audits. Including planning, fieldwork and reporting. This involves leading the global team assigned to the audit, delivery of the audit within the planned timelines, ensuring all audit work is executed and documented in accordance with our audit methodology.
- Risk Assessments. This involves interaction with technology stakeholders, review of relevant metrics as well as other internal and external material. You would also be expected to provide input into the audit plan covering the IT Infrastructure and Security portfolio.
- Continuous Monitoring. Including interaction with key technology stakeholders, review of metrics as well as other relevant internal and external material, evaluation of changes to the risk profile.
- Issue