Investment Funds Attorney - 40 Act

Primary Responsibilities

• Overseeing outside counsel in drafting, reviewing and negotiating operative documents (including limited partnership agreements, LLC agreements, subscription agreements, private placement memoranda, etc. and/or other ancillary documents) for the Company’s closed end and evergreen comingled funds and separately managed accounts.
• Handling and coordinating US regulatory filings and applications, including with respect to ’40 Act Registered Investment Companies.
• Cooking ongoing compliance with ’40 Act requirements for RICs, including helping to organize periodic board meetings and advising on the suitability of investors, investments, operations, etc. in light of applicable ’40 Act requirements.
• Working in coordination with our structuring and product development teams to advise on structuring and closing/launching new funds and client agreements.
• Providing strategic advice and making recommendations to internal clients and senior leadership regarding current and prospective mandates.
• Collaborating with legal colleagues globally to ensure continuity of business offerings across jurisdictions.
• Interface with other business departments, clients/investors and their counsel, outside counsel and other parties in connection with the Company’s current and prospective closed end and evergreen comingled funds, separate accounts and single investor/fund-of-one clients.
• Drafting and negotiating amendments, extensions, re-ups and/or other modifications to the Company’s existing evergreen funds and separate account and single investor/fund-of-one client relationships.
• Managing specialized fund investor negotiations and closings, MFN processes and limited partner transfers.
• Working on distribution and platform agreements for evergreen funds, including overseeing outside counsel and closing new relationships.
• Ensuring compliance with applicable securities and tax laws and regulations, including ERISA.
• Overseeing outside counsel in structuring and negotiating fund credit facilities.
• Periodic review of, refinements to, and updating of the Company’s form agreements, internal and external processes, and outside counsel guidelines.
• Special projects as assigned.

Necessary Qualifications

• Juris Doctorate from an accredited U.S. Law school and licensed to practice in at least one state.
• 4-8 years work experience as a practicing attorney, preferably within the asset management, fund formation, private equity and/or corporate departments of a law firm or financial services business.
• 1940 Act Registered Investment Company formation, maintenance, and regulatory experience required.
• Working knowledge of corporate, partnership and other private markets’ law is a plus, in addition to supporting (and willingness to learn) select non-U.S. regulatory matters.
• Exhibit sound practical judgment with a commercial, client-service orientation and focus on efficiency.
• Excellent communication skills to interface effectively with clients, colleagues, outside counsel and other parties.
• Strong, proactive work ethic and a commitment to being a collaborative team player.
• Prominent analytical and organizational skills with strong attention to detail.
• Strong interpersonal skills and a positive work ethic.
• High level of integrity.
• Willingness to learn new topics and work in an evolving business environment.

Benefits

• Medical
• Prescription
• Dental
• Paid Time Off
• 401k plan
• Life and Disability Insurances
• Tuition Reimbursement
• Employee Stock Purchase Program
• Health Club Reimbursement
• Flexible Spending Accounts