Investment Associate

Core Responsibilities

• Support business development and the attraction of new clients to the Firm
• Keep current with financial planning issues and subsequent effects on clients
• Cook up preparation of all financial plans for new and existing clients
• Build investment planning recommendation presentations
• Open, transfer and close customer accounts and maintain appropriate account records
• Stay current with new investment products and market trends

Skills & Qualifications

• 0-2 years of experience in the Financial Services industry
• Bachelor’s degree in related business field such as Finance, Marketing, or Economics
• Preferably licensed with one or a combination of: Series 7, 63, 65, 66
• Committed to obtaining the Series 65 within four months of joining, if not already licensed
• Committed to working toward a CFP® after joining, if not already certified
• Preference to candidates with exposure to tools and technology related to investing, financial planning, and portfolio analysis (i.e. eMoney, Black Diamond, Schwab, Fidelity)
• Excellent communication, presentation, and interpersonal skills
• Exhibits the Capital Investment Advisors five core values in everything they do