Investment Analyst I

About the Role

This investment analyst position requires knowledge in multiple financial market areas such as fixed income, common stocks, and alternative investments. A strong desire to develop further expertise in the investment process is essential.

Responsibilities

• Examine and assess economic and market trends, earnings prospects, financial statements, and various other indicators to assist in determining suitable investment strategies.
• Become familiar with regulatory requirements and internal investment policy; monitor compliance with both.
• Maintain working knowledge of the financial regulatory environment (NAIC, Kentucky Department of Insurance, etc.) and proactively prepare for pending changes; constantly monitor compliance with regulations and internal policies.
• Develop a working knowledge of the Company’s tax model and an understanding of current tax law regarding investments.
• Analyze and monitor portfolios relative to guidelines and market-based benchmarks.
• Participate in the research, sourcing, allocation, and monitoring of investments in alternative asset classes.
• Assist in the development of economic forecasts and interest rate changes, determining effects on portfolio and adjustments to investment strategy.
• Continually improve and add ways to monitor and analyze performance of fixed income, equity, and alternative portfolios.
• Participate in brokerage relationships and develop trading acumen across investment types, striving for best execution.
• Document all investment purchases and sale transactions for a monthly report to the Board of Directors.
• Prepare a variety of internal and external management and regulatory reports.
• Validate and reconcile investment-related data on financial statements.
• Adhere to industry-standard professional conduct and code of ethics.
• Work in partnership with other investment team members to ensure key responsibilities are adequately covered for business continuity and backup purposes.
• Demonstrate high motivation as a self-starter, able to thrive with limited supervision.
• Maintain regular, predictable in-office attendance.

The list of essential functions is non-exhaustive and may be supplemented as necessary.

Requirements

• Bachelor’s degree in Finance, Accounting, Economics, or a related field.
• Minimum two years’ experience in investment roles and developing investment strategy, preferably in insurance or banking.
• Proficiency in standard software such as Excel, Word, and PowerPoint, as well as multi-faceted accounting and financial systems capability.
• Ability to learn new systems as required.
• Evidence of specialized training in financial markets.
• Advanced degree or FINRA Series 7, 63, or 65 licenses are helpful.
• Desire to obtain further education or accredited certifications.
• Basic understanding of asset allocation and cash flow analysis.
• Appropriate knowledge of investments, modern portfolio theory, financial concepts, accounting theory, and related terminology.
• High level of self-motivation and ability to collaborate with others, both internally and outside the organization.
• Confident, articulate presence and excellent presentation skills.
• Ability to maintain a positive attitude and work as a team member.
• Experience with report-writing software is preferred.
• Ability and willingness to strictly adhere to Company Investment Policy.

Physical and Environmental Demands

• Physical demands: Normal vision and hearing (with or without correction); reading; speaking; sitting; travel; mobility.
• Mental demands: Analytical reasoning; prolonged concentration.
• Environmental factors: Standard office lighting, temperature, and noise.
• Equipment used: Bloomberg System; keyboard; telephone; calculator.