Investment Advisor Associate
Kayne Anderson Rudnick · Los Angeles, CA · 3 wk ago
FinanceFull-time
Duties and Responsibilities
- Act as primary service related and administrative contact for high-net-worth investors and their professional advisors (CPA’s, business managers, attorney’s).
- Act as project lead or participate extensively in department or firm level projects.
- Open new accounts and monitor progress.
- Provide daily client service, including but not limited to, investing deposits, calculating withdrawals, handling cashiering needs, facilitating tax trading, charitable gifting, required minimum distributions, special requests, account re-registrations, cost basis step up, custom report creation, address changes, and account terminations, and preparing tax analysis reports.
- Execute asset allocation changes based on Advisor recommendation and monitor progress.
- Schedule Advisor-Client meetings and prepare portfolio review book materials.
- Attend in house or off site meetings or events as requested by Advisor.
- Maintain and update client files, CRM and other portfolio data, as needed.
- Collaborate with management to improve practices and procedures.
Minimum Qualifications
- Undergraduate degree.
- 2-4 years client service working with high net worth individuals at an investment management firm, private bank, or broker/dealer with history of increasing responsibilities.
- Fundamental knowledge of equity and fixed income markets and alternative asset classes.
- Knowledge of nuances in setting up various account registrations, including documentation required and limitations behind such registrations.
- Experience with and knowledge of paperwork and workflow associated with custodians such as Charles Schwab and/or Fidelity Investments.
- Commitment to, and demonstrated history of, providing the best service levels to clients as well as to internal constituents.
Benefits
- Competitive Pay
- Medical, Dental, and Vision Insurance
- Life and Disability Insurance
- Health Savings Account with a Company Match
- Flexible Spending Accounts including Dependent Care
- Wellness Program
- Tuition Reimbursement
- 24-Hour Employee Assistance Program
- Adoption Assistance
- Paid Family Care Time
- Paid Volunteer days
- Gym onsite
- Fully stocked kitchen- lunch provided
- Hybrid 3/2 remote