Internal Audit - Salt Lake City - Associate, Business Audit - 10171411

Job Duties

• Provide independent assurance for the firm's internal control structure.
• Manage and perform the audit including planning, execution, and reporting.
• Manage issue remediation.
• Ongoing assessment of risk including sufficient assurance work to form a view as to the firm's control structure.
• Participate in firm control initiatives.
• Audit and assist with planning, scoping, and execution of risk-based and regulatory required audits of business areas.
• Assist with multiple audits concurrently, including planning, scoping, employing audit and analytical procedures, assessing control operating effectiveness, and discussing results with management.
• Drive discussions with senior business stakeholders to understand risk drivers, control state, and impact.
• Define audit scope and perform detailed walkthroughs to evaluate control designs and develop test plans and perform testing to assess control operating effectiveness.
• Drive report preparation by drafting commercially effective audit reports, including writing clear and concise findings.
• Participate in department-wide initiatives aimed at continually improving Internal Audit’s processes and supporting infrastructure.
• Analyze data by applying various data analysis techniques to derive conclusions and make business decisions to drive projects.

Job Requirements

• Bachelor’s degree (U.S. or foreign equivalent) in Finance, Accounting, Financial Risk Management, Business Analytics, or a related field.
• Three (3) years of experience in the job offered or in a related role.
• Prior work experience must include three (3) years of experience in the following:
• Assessing the likelihood and impact of internal control weaknesses.
• Participating in planning, scoping, and executing risk-based and regulatory required audits.
• Independently assessing a firm’s internal control structure and its conformance with regulatory requirements.
• Analyzing enterprise risks, assessing mitigating controls, and their interconnection with execution processes and comprehensiveness of a firm’s risk inventory.
• Evaluating risk remediation actions and resolution of a firm’s operations control issues.