Internal Audit Manager

About the role

The Audit Manager will report to the Director of Internal Audit and will coordinate the execution of the audit plan for their area of responsibility, as defined by the Director. The Audit Manager will perform portions of the audit work, supervise and review work performed by any staff auditors or third-party contractors, and present audit results and recommendations to management.

Responsibilities

• Cookbook analysis of risk in areas of assigned audit responsibility and prepare proposed internal audit plans/Schedule planned audits and coordinate planning for specific audits.
• Prepare audit programs and approaches that meet the objectives of those audits, with a focus on internal control design and testing.
• Perform audit work and supervise the performance of work by any assigned staff or contractors, including reviewing workpapers, documenting control weaknesses or inefficiencies, and managing the completion of the audit within the given timeframe.
• Prepare audit results and conduct entry/exit meetings to obtain management concurrence and responses.
• Prepare audit reports and clear those reports with auditees prior to issuance.
• Perform follow-up on previously identified audit findings and management’s action plans.
• Absorb and assist in training and development of team members by providing on-the-job coaching, delivering constructive and motivating feedback, and participating in the performance management process.
• Actively contribute to developing a culture of risk and control awareness throughout the organization.

Requirements

• Bachelor’s Degree in Accounting, Finance, or other related field; an MBA is a plus.
• Professional accounting or auditing designation (e.g., CA, CPA, CFA, CIA, ACCA, ACFE) or substantial completion of the requirements for such a designation while actively pursuing it is preferred.
• Minimum 5 years of experience in internal audit, including acting in the capacity of a supervisor, with excellent knowledge of general controls.
• Previous experience in audit-related, risk management, and/or compliance roles would also be considered.
• Experience within the asset management or securities industries, with expertise in investment products (equities, fixed income, alternatives), portfolio management, trading, investment operations, and finance. Equivalent relevant experience in the investment management industry may be substituted for direct audit experience.
• Proficiency in Microsoft Office (MS Word, Excel, PowerPoint, Access, etc.).

Qualifications

• Not specified.

Skills

• Not specified.

Benefits

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

Pay

The salary range for this role in NYC and Downer's Grove is $135-150k. The total compensation offered for this position includes salary and incentive pay and will vary based on skills, experience and location.

Schedule

Full Time