Financial Securities Examiner - Enforcement

Position Summary

The primary responsibility of this position will involve reviewing, researching, analyzing, and summarizing financial data and records. This position will be responsible for drawing conclusions based on the financial data analyses and conducting interviews of investors and other witnesses.

The Entry Securities Examiner will conduct investigations of possible violations of the Securities and Franchise laws by:

• drafting subpoenas
• conducting background research and witness interviews
• performing financial analyses of the source and use of funds
• drafting reports that summarize factual findings to determine the extent of securities and franchise law violations
• assisting in administrative and judicial proceedings by serving as point of contact with testimonial witnesses
• creating evidentiary and demonstrative exhibits and testifying as needed in enforcement proceedings

At this level, the Securities Examiner will initially perform fewer complex investigations under close supervision with the aim to investigate cases with increasing complexity and independence.

Salary Information

This position is in schedule-range (07-04) with a salary of $28.56 - $31.62 per hour, plus excellent benefits. A twelve-month probationary period is required. Pay for current state employees will be set in accordance with the Wisconsin State Compensation Plan.

Qualifications

• Experience in investigating and/or resolving customer/consumer complaints utilizing conflict resolution techniques
• Experience in preparing/drafting financial reports or records
• Experience applying basic accounting principles in financial analyses
• Experience conducting fraud-related investigations (preferred)
• Experience tracing cryptocurrency transactions and conducting blockchain analysis with intermediate ability (preferred)
• Experience applying forensic account principles to financial analyses (preferred)

Job Details

This position requires the ability to travel independently for training and business needs. Travel will be infrequent and may include overnight stays. The majority of travel will be within the State of Wisconsin, however, limited out of state travel may be required for training purposes.

How To Apply

To apply, click “Apply for Job” to start the application process. Then, you will access your existing account or to create a new account if you don’t have an account. Once you are logged in, click “Apply for Job.” Follow the steps outlined in the application process and submit your application.

This application requires you to submit a resume and letter of qualifications. Within your resume and letter of qualifications, you should describe your education, training, and experience as it relates to items listed in the “Qualifications” section of the job announcement. Your application materials are very important parts of your application and are used during our evaluation process to determine your eligibility for the position. For instructions on how to develop and what should be included in these materials, please view the Resume and Letter of Qualifications Tips document. Please view the ensuring a fair and equitable hiring process document to find out more information on the State of WI selection process. The vast majority of applicants are able to outline their background and experience in their resume within 1-3 pages. Any resumes or letters of qualifications submitted with more than 3 pages will not be considered after page 3.

Application Deadline

All application materials must be received by 11:59 p.m. CST on July 15th, 2026.